Adam L. Bilmes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Leonard Bilmes, CFP® was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2002. Adam had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2005 - June 3, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
September 22, 2004 - June 21, 2005
CHASE INVESTMENT SERVICES CORP.
September 21, 2004 - June 21, 2005
CHASE INVESTMENT SERVICES CORP.
August 5, 2002 - September 24, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
July 19, 2002 - September 24, 2004
IDS LIFE INSURANCE COMPANY
July 19, 2002 - September 24, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
