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RH

Robert W. Holbrook

BOB HOLBROOK HOLDINGS LLC
Malta, NY
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CRD#: 4549541
RH

Professional summary


Robert William Holbrook, who also goes by Bob Holbrook, is a registered financial advisor currently at BOB HOLBROOK HOLDINGS LLC located in Malta, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bob Holbrook

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WEEKEND WALLEYE WARRIOR, RETAIL STORE ON EBAY - SELLS FISHING LURES, RODS, REELS, LINE 5 HRS PER MONTH, NON-INVESTMENT RELATED. Bob Holbrook, Sole Proprietor; Investment related; Malta, NY; Insuance; Insurance Agent; Start: 10/2009; 1 hour per month, 0 during securities trading; insurance sales and service

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Robert William Holbrook's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 6, 2023 - Present

BOB HOLBROOK HOLDINGS LLC

RIA
CRD#: 325798
Malta, NY
Past

October 16, 2009 - April 18, 2023

G. A. REPPLE & COMPANY

RIA
CRD#: 17486
MALTA, NY
Past

October 12, 2009 - April 18, 2023

G. A. REPPLE & COMPANY

BD
CRD#: 17486
MALTA, NY
Past

October 30, 2003 - October 13, 2009

EDWARD JONES

RIA
CRD#: 250
NISKAYUNA, NY
Past

October 14, 2002 - October 13, 2009

EDWARD JONES

BD
CRD#: 250
NISKAYUNA, NY
Past

July 11, 2002 - September 5, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 11, 2002 - September 5, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(4/6/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/27/2002
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BH
BOB HOLBROOK HOLDINGS LLC
BOB HOLBROOK HOLDINGS LLC

CRD#: 325798 / SEC#:

New York
Registered Investment Advisory firm - (4/6/2023 Approved)
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Contact information


Main Address
Malta, NY
Mailing Address
Phone number
(518) 289-5870
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts142
AUM (Assets Under Management)$ 12,580,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BOB HOLBROOK HOLDINGS LLC

CRD#: 325798Malta, NY

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