Christopher L. Nelson
Professional summary
Christopher Lawrence Nelson, who also goes by Chris Nelson, Topher Nelson, is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Milwaukie, Oregon and STANCORP EQUITIES, INC. located in Portland, Oregon.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Lawrence Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2007 - Present
STANCORP INVESTMENT ADVISERS, INC.
April 3, 2007 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204August 30, 2004 - February 13, 2006
KMS FINANCIAL SERVICES, INC.
July 19, 2002 - February 13, 2006
KMS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2007)
(4/26/2007)
Exams
FINRA
Current Firm
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
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