Philip P. Schrode
Professional summary
Philip Paul Schrode, who also goes by Philip Ppgh Schrode, Philip Schrode, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Los Angeles, California.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2002. Philip has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Paul Schrode's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2026 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 333 S. Grand Avenue 18th Floor, Los Angeles, CA 90071August 31, 2016 - February 9, 2026
GUGGENHEIM INVESTMENTS
August 31, 2016 - February 9, 2026
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
November 27, 2006 - August 15, 2016
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
November 27, 2006 - August 15, 2016
NYLIFE DISTRIBUTORS LLC
October 10, 2006 - November 13, 2006
BNY MELLON SECURITIES CORPORATION
October 6, 2006 - November 13, 2006
BNY MELLON SECURITIES CORPORATION
September 30, 2004 - March 1, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
June 27, 2002 - March 1, 2006
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
(4/15/2026)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
