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JR

Jeffrey I. Rosenthal

ANCHIN CAPITAL LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 4549358
JR

Professional summary

Jeffrey I. Rosenthal, CFP®, who also goes by Jeff Rosenthal, Jeffrey I Rosenthal, is a registered financial professional currently at ANCHIN CAPITAL LLC located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 2 firms and has passed the Series 99TO, SIE and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Rosenthal | Jeffrey I Rosenthal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey I. Rosenthal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

February 25, 2004 - Present

ANCHIN CAPITAL LLC

Office #1: 3 Times Square 25th Floor, New York, NY 10036Office #2: 3 Times Square 25th Floor, New York, NY 10036
BD
CRD#: 128402
New York, NY
Past

August 14, 2002 - March 20, 2003

CAP PRO BROKERAGE SERVICES, INC.

BD
CRD#: 103953
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 8/5/2002
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ANCHIN CAPITAL LLC
ANCHIN CAPITAL ADVISORS LLC | PLATINUM FINANCIAL SERVICES LLC | ANCHIN CAPITAL LLC

CRD#: 128402 / SEC#: , 8-66133

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 Times Square 25th Floor, New York, NY 10036
Mailing Address
3 Times Square 25th Floor, New York City, NY 10036
Phone number
(212) 840-3456
Established
New York since 04/25/2003
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ABA PLATINUM GROUP LLCPARENT
FEDERBUSH, MARC ALANPRESIDENT & CHIEF COMPLIANCE OFFICER4549613
ROSENTHAL, JEFFREY IV.P., TREASURER, FINANCIAL PRINCIPAL, PFO, POO4549358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANCHIN CAPITAL LLC

CRD#: 128402New York, NY 10036

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