Niraj A. Mehta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Niraj Arunkumar Mehta, who also goes by Raj Arunkumar Mehta, Niraj Arunkumar Mehta N/a, Raj Arunkumar Mehta, Raj Mehta, was a registered financial advisor .
Niraj is a previously registered financial advisor and started their career in finance in 2003. Niraj had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 79 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2012 - January 31, 2020
ARTIST CAPITAL LLC
June 3, 2011 - June 12, 2012
BLUE SAND SECURITIES LLC
March 10, 2003 - December 8, 2006
PERSISTENT EDGE MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARTIST CAPITAL LLC
CRD#: 153937 / SEC#: , 8-68598
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
