DY
Danny A. Yu
EISNER RETIREMENT SOLUTIONS LLC
Hazlet, NJ 07730
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CRD#: 4549121
DY
Professional summary
Danny Anthony Yu, CFP® is a registered financial advisor currently at EISNER RETIREMENT SOLUTIONS LLC located in Hazlet, New Jersey.
Danny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Danny has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Danny Anthony Yu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
January 13, 2017 - Present
EISNER RETIREMENT SOLUTIONS LLC
Office #1: 100 Village Court Suite 202, Hazlet, NJ 07730RIA
CRD#: 126818
Hazlet, NJ
Past
September 30, 2005 - December 31, 2016
EISNER RETIREMENT SOLUTIONS LLC
RIA
CRD#: 126818
NEW YORK, NY
Past
May 20, 2005 - September 14, 2005
KPMG INVESTMENT ADVISORS
RIA
CRD#: 111778
NEW YORK, NY
Past
June 12, 2002 - May 19, 2005
PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC
RIA
CRD#: 110974
FLORHAM PARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ER
EISNER RETIREMENT SOLUTIONS LLC
EISNER RETIREMENT SOLUTIONS LLC | HILLCREST WEALTH ADVISORS - NY, LLC | EISNERAMPER WEALTH PLANNING LLC | EISNERAMPER WEALTH ADVISORS, LLC | EISNERAMPER WEALTH ADVISORS LLC | EISNER WEALTH PLANNING LLC
CRD#: 126818 / SEC#: 801-71316, 8-65944
RIA
Registered Investment Advisory firm - SEC (4/28/2010 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/10/2010 Terminated)Delaware
Registered Investment Advisory firm - SEC (5/10/2010 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/11/2010 Terminated)New York
Registered Investment Advisory firm - SEC (5/10/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/12/2010 Terminated)BD
Terminated by SEC on 11/03/2007
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(1/20/2017)
IAR
Texas(5/10/2022)
Current Firm
ER
EISNER RETIREMENT SOLUTIONS LLC
EISNER RETIREMENT SOLUTIONS LLC | HILLCREST WEALTH ADVISORS - NY, LLC | EISNERAMPER WEALTH PLANNING LLC | EISNERAMPER WEALTH ADVISORS, LLC | EISNERAMPER WEALTH ADVISORS LLC | EISNER WEALTH PLANNING LLC
CRD#: 126818 / SEC#: 801-71316, 8-65944
RIA
Registered Investment Advisory firm - SEC (4/28/2010 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/10/2010 Terminated)Delaware
Registered Investment Advisory firm - SEC (5/10/2010 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/11/2010 Terminated)New York
Registered Investment Advisory firm - SEC (5/10/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/12/2010 Terminated)BD
Terminated by SEC on 11/03/2007
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Contact information
Main Address
100 Village Court Suite 202, Hazlet, NJ 07730
Mailing Address
Phone number
(732) 837-4455
Established
New York since 03/03/2003
Firm type
Limited Liability Company
Fiscal year end
January
# of Employees
2
SEC notice filing (5 States and Territories)
Documents
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 239 |
| AUM (Assets Under Management) | $ 355,400,987 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
