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CN

Christian P. Nikodem

ARKADIOS CAPITAL
Rochester, NY 14625
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CRD#: 4548998
CN

Professional summary


Christian P Nikodem, who also goes by Christian Patrick Nikodem, Christian Nikodem, is a registered financial professional currently at ARKADIOS CAPITAL located in Rochester, New York.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2010. Christian has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christian Patrick Nikodem | Christian Nikodem

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christian P Nikodem's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 26, 2022 - Present

ARKADIOS CAPITAL

Office #1: 625 Panorama Trail Bldg. 1 Suite #240, Rochester, NY 14625
BD
CRD#: 282710
Rochester, NY
Past

November 9, 2020 - April 28, 2022

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
East Rochester, NY
Past

March 4, 2019 - January 6, 2020

SECURITIES AMERICA, INC.

BD
CRD#: 10205
VICTOR, NY
Past

December 6, 2013 - February 20, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
VICTOR, NY
Past

April 22, 2013 - December 9, 2013

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
VICTOR, NY
Past

November 5, 2010 - July 13, 2011

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
HONEOYE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/26/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 1/23/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/13/2013
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AC
ARKADIOS CAPITAL
ARKADIOS CAPITAL | MSY SECURITIES, LLC | ARKADIOS CAPITAL, LLC

CRD#: 282710 / SEC#: , 8-69729

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Phone number
(404) 445-0035
Established
Georgia since 11/23/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ARKADIOS HOLDINGS, INC.OWNER
HARRISON, JOHN DORWARDEXECUTIVE DIRECTOR2361768
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
SCHWARTZ, GARY STEVENCHIEF COMPLIANCE OFFICER2691699

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARKADIOS CAPITAL

CRD#: 282710Rochester, NY 14625

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