Allan Lawson Harkness
Professional Summary
Allan Lawson Harkness, who also goes by Allan Lawson Harkness, Allan Harkness, is a registered financial advisor currently at PEAK WEALTH GROUP LLC located in St. Augustine, Florida. Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Allan has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Allan Lawson Harkness, Allan Harkness
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
NAME 904 | PEAKPORTFOLIO | PEAK WEALTH GROUP, LLC | PEAK WEALTH GROUP LLC | PEAK BROKERAGE SERVICES, LLC
Contact Information
Main Address
4475 Us Hwy 1 South Suite 206, St. Augustine, FL 32086Phone Number
(904) 679-4586# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$44,519,438Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/23/2012)
(1/6/2012)
(2/25/2014)
(12/12/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Allan Lawson Harkness's CRS (Customer Relationship Summary).
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