GA
Gary J. Anderson
KEYSTONE FINANCIAL GROUP
Lexington, KY 40503
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CRD#: 4548885
GA
Professional summary
Gary Jo Anderson is a registered financial advisor currently at KEYSTONE FINANCIAL GROUP, LLC located in Lexington, Kentucky and LPL FINANCIAL LLC located in Lexington, Kentucky.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Gary has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 04/01/2009: KEYSTONE FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 06/04/2012: TOP SHELF - ENTITY FOR TAX PURPOSES ONLY (3) 04/25/2014: KEYSTONE FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: KEYSTONE FINANCIAL GROUP - 60% OF TIME SPENT - CHARGE A FEE BASED ON THE ASSETS I MANAGE (4) 04/25/2014: KEYSTONE FINANCIAL GROUP - INV REL - AT REPORTED BUSIENSS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: KEYSTONE FINANCIAL GROUP - 50% OF TIME SPENT - CHARGE A FEE BASED OFF THE ASSETS THE CLEINT HAS WITH ME (5) 09/15/2014: KEYSTONE FINANCIAL GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - START 04/01/2014 - 120 HR/MO ALL DURING SECS TRDG HRS - CHARGE A FEE BASED ON THE ASSETS I MANAGE (6) 05/12/2015: KENTUCKY RUGBY INC - NOT INV REL - HOME BASED - NON-PROFIT BOARD MEMBER - START 05/01/2015 - 2 HR/MO NONE DURING SECS TRDG HRS - PRESIDENT OF THE NON PROFIT BUT SIT ON THE BOARD OF DIRECTORS WITH TWO OTHERS. (7) 12/12/2019 - No Business Name - Investment Related - Lexington Ky - Real Estate Rental - Started 10/16/2019 - 5 Hours Per Month During Securities Trading. (8) 12/12/2019 - No Business Name - Investment Related - Lex Ky - Real Estate Rental - Started 09/01/2016 - 5 Hours Per Month/0 Hours During Securities Trading. (9) 05/30/2023 - MOUNT STERLING PROPERTIES - Investment Related - Sterling, KY - Real Estate Rental - Start Date 01/05/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Gary Jo Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2014 - Present
KEYSTONE FINANCIAL GROUP, LLC
Office #1: 527 Wellington Way, Ste 225, Lexington, KY 40503RIA
CRD#: 170201
Lexington, KY
Current
May 1, 2009 - Present
LPL FINANCIAL LLC
Office #1: 527 Wellington Way #225, Lexington, KY 40503-1375RIA
BD
CRD#: 6413
Lexington, KY
Past
May 1, 2009 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
IRVINE, KY
Past
January 1, 2008 - May 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEXINGTON, KY
Past
January 1, 2008 - May 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEXINGTON, KY
Past
October 28, 2003 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
LEXINGTON, KY
Past
August 8, 2002 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
LEXINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/1/2009)
RR
Idaho(4/28/2014)
RR
Kentucky(5/1/2009)
IAR
Kentucky(3/31/2014)
RR
Mississippi(8/23/2011)
RR
Montana(5/1/2009)
RR
North Carolina(12/21/2021)
RR
South Carolina(7/20/2016)
RR
South Dakota(10/4/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
527 Wellington Way, Ste 225, Lexington, KY 40503
Mailing Address
Phone number
(859) 317-8316
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,153 |
| AUM (Assets Under Management) | $ 1,858,938,537 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEYSTONE FINANCIAL GROUP, LLC
CRD#: 170201Lexington, KY 40503TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
