Randall G. Vincent
Professional summary
Randall Geoffrey Vincent, who also goes by Randall Geoffry VIncent, is a registered financial advisor currently at STONEBROOK CAPITAL MANAGEMENT, INC. located in Carefree, Arizona.
Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Randall has worked at 6 firms and has passed the Series 65, Series 63, Series 5, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randall Geoffrey Vincent's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2001 - Present
STONEBROOK CAPITAL MANAGEMENT, INC.
September 20, 2001 - December 31, 2002
STONEBROOK CAPITAL MANAGEMENT, INC.
January 4, 1999 - November 24, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 8, 1996 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
March 22, 1984 - March 15, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 1976 - April 5, 1984
E. F. HUTTON & COMPANY INC
October 12, 1970 - February 8, 1976
ROBERT W BAIRD & CO INCORPORATED CONSOLIDATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/22/2016)
(4/18/2017)
(9/20/2001)
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationPC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 1/15/1969
Registered Representative ExaminationCurrent Firm
STONEBROOK CAPITAL MANAGEMENT, INC.
CRD#: 123181 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 64,095,696 |
Red Flags
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