PM
Patrick D. Mcandrew
CORE PLANNING
La Verne, CA
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CRD#: 4548393
PM
Professional summary
Patrick David Mcandrew is a registered financial advisor currently at CORE PLANNING located in La Verne, California.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Patrick has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) US Army Reserve; Not Investment Related: 1891 Gettysburg Drive, Los Alamitos, CA 93440; Military; Platoon Sergeant; Start Date - 03/01/1996; 2) McQueen Kalligan Insurance Services; Not Investment Related; 1455 Frazee Road, # 500, Sa Diego CA 92108; Non-Variable Insurance; Agent; Start Date - 04/26/2022; 5 hours per month; 5 hours per month during securities trading hours; Insurance Agent. 3) Jackson & Jackson Insurance Agents & Brokers; Not Investment Related; 302 E. Foothilll Blvd., San Dimas, CA 91773; Insurance; Insurance Agent; Start Date - 03/22/2023; 20 hours per month; 10 hours per month during securities trading hours; Insurance Agent.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick David Mcandrew's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2023 - Present
CORE PLANNING
RIA
CRD#: 154660
La Verne, CA
Past
August 19, 2020 - December 19, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN MATEO, CA
Past
August 19, 2020 - December 19, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN MATEO, CA
Past
May 6, 2015 - September 8, 2020
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
SAN MATEO, CA
Past
June 21, 2014 - September 8, 2020
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
SAN MATEO, CA
Past
January 6, 2012 - June 26, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SANTA FE SPRINGS, CA
Past
November 2, 2007 - December 9, 2009
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
CHINO HILLS, CA
Past
May 5, 2005 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
SANTA FE SPRINGS, CA
Past
December 5, 2002 - August 25, 2003
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CORE PLANNING
AD ASTRA | ST. LOUIS PRIVATE ADVISORS | SAVOR FINANCIAL | PINK THREAD | PENN GUY M. JR | H3FP | G. M. PENN WEALTH MANAGEMENT | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE
CRD#: 154660 / SEC#: 801-131950
RIA
Registered Investment Advisory firm - (2/13/2025 Approved)California
Registered Investment Advisory firm - (5/9/2025 Terminated)Illinois
Registered Investment Advisory firm - (4/9/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/9/2025 Terminated)Oregon
Registered Investment Advisory firm - (4/9/2025 Terminated)Texas
Registered Investment Advisory firm - (4/9/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/20/2023)
IAR
Missouri(1/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CORE PLANNING
AD ASTRA | ST. LOUIS PRIVATE ADVISORS | SAVOR FINANCIAL | PINK THREAD | PENN GUY M. JR | H3FP | G. M. PENN WEALTH MANAGEMENT | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE
CRD#: 154660 / SEC#: 801-131950
RIA
Registered Investment Advisory firm - (2/13/2025 Approved)California
Registered Investment Advisory firm - (5/9/2025 Terminated)Illinois
Registered Investment Advisory firm - (4/9/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/9/2025 Terminated)Oregon
Registered Investment Advisory firm - (4/9/2025 Terminated)Texas
Registered Investment Advisory firm - (4/9/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
706 N Main St, Ofallon, MO 63366
Mailing Address
Phone number
(636) 734-7507
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (29 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 884 |
| AUM (Assets Under Management) | $ 121,451,500 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
