AS
Angela D. Sanders
UNITED CAPITAL FINANCIAL ADVISORS
THE WOODLANDS, TX 77380
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CRD#: 4548289
AS
Professional summary
Angela Denice Sanders, who also goes by Angela Denice Justice, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in The Woodlands, Texas.
Angela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Angela has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angela Denice Justice
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SANDERS ELECTRICAL SERVICES POSITION: Co-Owner/ Book Keeper NATURE: BUSINESS OWNERSHIP: SANDERS ELECTRICAL SERVICES, CO-OWNER,RESIDENTIAL AND COMMERCIAL ELECTRICAL,125 JOHNSON ROAD HUNTSVILLE TX 77320, $0, 1-9 HR/MO. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2016 ADDRESS: 125 Johnson Road, Huntsville TX 77320, United States DESCRIPTION: Preparingand sendinginvoices Ordering Electrical supplies 2. NO ASSUMED NAME POSITION: Owner/ landlord NATURE: Single Family home rental property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2010 ADDRESS: 125 Johnson Road, Huntsville TX 77320, United States DESCRIPTION: Advertise rental space Interview potential tenants Collect Rent from tenants Maintain property Coordinate work for property maintenance when needed
CRS (Client Relationship Summary) - RIA
Click below to view Angela Denice Sanders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2024 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 1450 Lake Robbins Dr Ste 400, The Woodlands, TX 77380RIA
CRD#: 134600
THE WOODLANDS, TX
Past
September 1, 2023 - June 4, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
THE WOODLANDS, TX
Past
September 1, 2023 - June 4, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
THE WOODLANDS, TX
Past
May 1, 2020 - September 1, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
THE WOODLANDS, TX
Past
May 1, 2020 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
THE WOODLANDS, TX
Past
July 2, 2018 - July 15, 2019
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
THE WOODLANDS, TX
Past
November 1, 2017 - August 9, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
THE WOODLANDS, TX
Past
December 5, 2014 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
THE WOODLANDS, TX
Past
December 17, 2013 - December 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
THE WOODLANDS, TX
Past
November 5, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 5, 2002 - December 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062
Mailing Address
Phone number
(972) 822-2055
Established
Firm type
Fiscal year end
# of Employees
271
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600The Woodlands, TX 77380TRUST BUT VERIFY
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