Leslie A. Schroeder
Professional summary
Leslie Ann Schroeder, who also goes by Leslie Ann Hudson, Leslie Hudson Jaras, Leslie Ann Schroder, Leslie Schroeder, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Columbus, Ohio.
Leslie is registered as a RR (Registered Representative) and started their career in finance in 2002. Leslie has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leslie Ann Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2022 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 325 John H Mcconnell Boulevard Suite 200, Columbus, OH 43215May 30, 2017 - November 10, 2021
JANUS HENDERSON DISTRIBUTORS US LLC
December 2, 2004 - June 1, 2017
FORESIDE FUND SERVICES, LLC
November 11, 2004 - May 31, 2017
JANUS HENDERSON INVESTORS
February 7, 2003 - October 27, 2004
AMG DISTRIBUTORS, INC.
February 4, 2003 - October 27, 2004
BURRIDGE GROUP LLC
October 21, 2002 - February 12, 2003
RITTENHOUSE ASSET MANAGEMENT, INC.
August 20, 2002 - February 12, 2003
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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