Frederick E. Schubert

STONEWALL EQUITIES, LTD.

Paradise Valley, AZ

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CRD#: 4547764

Professional summary

Frederick Eugene Schubert is a registered financial advisor currently at STONEWALL EQUITIES, LTD. located in Paradise Valley, Arizona.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Frederick has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STONEWALL EQUITIES LTD, - SINCE 01/2004 8777 N GAINEY CENTER DRIVE, SUITE 236, SCOTTSDALE, AZ 85258 - SEC REL - RIA FIRM. - PRESIDENT DEVOTE APPROX: 40 HRS P/WK SCHUBERT & ASSOCIATES, P.C. - SINCE 1983 8777 N GAINEY CENTER DRIVE, SUITE 236 - SCOTTSDALE, AZ 85258 - PRESIDENT MANAGING SHAREHOLDER OF ALL ACCTG EMPLOYEES/CLIENT RELATIONSHIPS - APPROX 30 HRS P/W DEVOTED AS WELL AS TRADING HRS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Eugene Schubert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2016 - Present

STONEWALL EQUITIES, LTD.

RIA

CRD#: 130015

Paradise Valley, AZ

Past

February 24, 2010 - December 31, 2015

STONEWALL EQUITIES, LTD.

RIA

CRD#: 130015

PARADISE VALLEY, AZ

Past

January 12, 2010 - July 12, 2011

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 6, 2004 - December 31, 2009

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

June 21, 2002 - December 11, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/31/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/2002

General Securities Representative Examination

Current Firm

STONEWALL EQUITIES, LTD.

CRD#: 130015 / SEC#:

Arizona

Registered Investment Advisory firm - (5/31/2016 Approved)

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Contact information

Main Address

Paradise Valley, AZ

Mailing Address

Phone number

(602) 818-9008

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 8,788,995

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick E. Schubert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Eugene Schubert's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEWALL EQUITIES, LTD.

STONEWALL EQUITIES, LTD.

THE LEADERS GROUP, INC.

THE LEADERS GROUP, INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2010

Series 63

Date: 7/2/2002

Series 7

Date: 6/20/2002

Current Firm

STONEWALL EQUITIES, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONEWALL EQUITIES, LTD.

TRUST BUT VERIFY

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