Gabriel Villada
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriel Villada, who also goes by Gabby VIllada, Gabriel Sanchez Villada, was a registered financial advisor .
Gabriel is a previously registered financial advisor and started their career in finance in 1957. Gabriel had worked at 12 firms and has passed the Series 63, Series 7, Series 5, Series 15, Series 53, Series 24, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2000 - December 31, 2002
WILLIAM R. HOUGH & CO.
July 13, 2000 - November 5, 2003
WILLIAM R. HOUGH & CO.
June 10, 1993 - November 30, 1998
AMERICAN GOVERNMENT CERTIFICATES & FUNDS CORPORATION
August 24, 1982 - January 27, 1986
UBS FINANCIAL SERVICES INC.
June 15, 1982 - August 23, 1982
KIDDER, PEABODY & CO. INCORPORATED
June 11, 1981 - June 8, 1982
MORGAN STANLEY DW INC.
January 30, 1981 - June 1, 1981
PRUDENTIAL-BACHE CAPITAL FUNDING PUERTO RICO INC.
March 3, 1978 - September 24, 1981
PRUDENTIAL-BACHE SECURITIES (PAN AMERICA) INC.
September 16, 1977 - June 1, 1981
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
March 29, 1971 - February 27, 1976
BACHE & CO., INCORPORATED
June 20, 1957 - May 5, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/29/1982
Interest Rate Options ExaminationSeries 15
Date: 11/22/1982
Foreign Currency Options ExaminationSeries 40
Date: 10/18/1971
Registered Principal ExaminationCurrent Firm
WILLIAM R. HOUGH & CO.
CRD#: 2235 / SEC#: , 8-29512
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOUGH, WILLIAM ROBB | HONORARY | 250845 |
| FEINBERG, HELEN HOUGH | SVP/DIRECTOR | 1329829 |
| HOUGH, WILLIAM ROBB JR | PRESIDENT/CHAIRMAN OF THE BOARD | 1452773 |
| WAECHTER, JOHN WILLIAM | EVP, DIRECTOR, TREASURER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 845149 |
| BERTOLINO, BONNIE GERMAIN | VP, CHIEF LEGAL OFFICER & SECRETARY | 2256161 |
| CARLSON, LOREN DALE | DIRECTOR/SENIOR VICE PRESIDENT | 732744 |
| JOHNSTON, SCOTT GEORGE | DIRECTOR | 869308 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
