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Gabriel Villada

CRD# 454773·Registered 1957 - 2002
Previously Registered: Being a previously registered professional could mean that Gabriel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gabriel Villada, who also goes by Gabby VIllada, Gabriel Sanchez Villada, was a registered financial advisor. Gabriel was a previously registered financial advisor and started their career in finance 1957 - 2002. Gabriel had worked at 12 firms and has passed the Series 63, Series 7, Series 5, Series 15, Series 53, Series 24, Series 4 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gabby Villada, Gabriel Sanchez Villada

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

69 years in the financial services industry

Current & Past Employments

WILLIAM R. HOUGH & CO.·CRD# 2235
RIA
Miami, FL
July 25, 2000 - December 31, 2002
WILLIAM R. HOUGH & CO.·CRD# 2235
BD
St. Petersburg, FL
July 13, 2000 - November 5, 2003
AMERICAN GOVERNMENT CERTIFICATES & FUNDS CORPORATION·CRD# 18655
BD
Coral Gables, FL
June 10, 1993 - November 30, 1998
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
August 24, 1982 - January 27, 1986
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
June 15, 1982 - August 23, 1982
MORGAN STANLEY DW INC.·CRD# 7556
BD
June 11, 1981 - June 8, 1982
PRUDENTIAL-BACHE CAPITAL FUNDING PUERTO RICO INC.·CRD# 8450
BD
January 30, 1981 - June 1, 1981
PRUDENTIAL-BACHE SECURITIES (PAN AMERICA) INC.·CRD# 65
BD
March 3, 1978 - September 24, 1981
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
September 16, 1977 - June 1, 1981
BACHE HALSEY STUART INC.·CRD# 7238
BD
August 27, 1976 - September 16, 1977
BACHE & CO INCORPORATED·CRD# 7058
BD
February 27, 1976 - August 27, 1976
BACHE & CO., INCORPORATED·CRD# 66
BD
March 29, 1971 - February 27, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
June 20, 1957 - May 5, 1971

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Current Firm

WR
WILLIAM R. HOUGH & CO.

WILLIAM R. HOUGH & CO. | WILLIAM R. HOUGH & CO., INC | WILLIAM R. HOUGH & CO. (NOT INCORPORATED)

CRD#: 2235 / SEC#: 8-29512
BD
Terminated by SEC on 05/08/2004

Contact Information

Established

Florida since 11/29/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HOUGH, WILLIAM ROBBHONORARY250845
FEINBERG, HELEN HOUGHSVP/DIRECTOR1329829
HOUGH, WILLIAM ROBB JRPRESIDENT/CHAIRMAN OF THE BOARD1452773
WAECHTER, JOHN WILLIAMEVP, DIRECTOR, TREASURER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER845149
BERTOLINO, BONNIE GERMAINVP, CHIEF LEGAL OFFICER & SECRETARY2256161
CARLSON, LOREN DALEDIRECTOR/SENIOR VICE PRESIDENT732744
JOHNSTON, SCOTT GEORGEDIRECTOR869308

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

Series 5 — Interest Rate Options Examination

Passed Nov 1982

Series 15 — Foreign Currency Options Examination

Passed Nov 1982

Series 53 — Municipal Securities Principal Examination

Passed Jul 1994About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jun 1994About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1979About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Oct 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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