Kirk R. Manz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk Rittenhouse Manz, who also goes by Kirk Rittenhouse Manz, was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 2002. Kirk had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2010 - February 3, 2012
TSG CAPITAL ADVISORS
April 13, 2007 - October 17, 2008
PRIVATE CAPITAL SECURITIES, LLC
April 5, 2004 - March 14, 2006
PIPER SANDLER & CO.
August 13, 2002 - April 5, 2004
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TSG CAPITAL ADVISORS
CRD#: 147509 / SEC#: , 8-67910
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
