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PG

Peter J. Greca

WILLIAMS TRADING LLC
Westport, CT 06880
Some features on this profile are disabled
CRD#: 4547499
PG

Professional summary

Peter Joseph Greca is a registered financial professional currently at WILLIAMS TRADING LLC located in Westport, Connecticut.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2002. Peter has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 79, Series 55, Series 87, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Joseph Greca's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 1, 2018 - Present

WILLIAMS TRADING LLC

Office #1: 450 Post Road East Suite 120, Westport, CT 06880
BD
CRD#: 43678
Westport, CT
Past

October 31, 2016 - February 1, 2018

HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC

BD
CRD#: 172729
Stamford, CT
Past

April 29, 2015 - October 31, 2016

CLARKSONS SECURITIES, INC

BD
CRD#: 30882
NEW YORK, NY
Past

June 21, 2011 - November 25, 2015

D/B/A CLARKSONS PLATOU SECURITIES

BD
CRD#: 113325
NEW YORK, NY
Past

January 28, 2010 - January 3, 2011

GLOBAL FRONTERA MARKETS INC.

BD
CRD#: 144634
NEW YORK, NY
Past

July 29, 2009 - November 12, 2009

BDR RESEARCH LLC

BD
CRD#: 138834
FLANDERS, NJ
Past

August 2, 2002 - February 8, 2008

CF GLOBAL TRADING, LLC

BD
CRD#: 104245
NORWALK, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/1/2018)
RR
New York
(2/1/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/9/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/22/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/18/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 1/5/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 87
Date: 6/10/2010
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 8/1/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/29/2016
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/3/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WT
WILLIAMS TRADING LLC
WILLIAMS TRADING LLC

CRD#: 43678 / SEC#: , 8-50372

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
450 Post Road East Suite 120, Westport, CT 06880
Mailing Address
450 Post Road East Suite 120, Westport, CT 06880
Phone number
(203) 353-7600
Established
Connecticut since 12/31/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WILLIAMS, DAVID BREWSTERMANAGING MEMBER/GENERAL SECURITIES PRINCIPAL1715713
GOERTZ, JOSEPH THOMASCHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS5607738
MARCIANO, LANCE DANIELCHIEF OPERATING OFFICER2261020
MOONEY, MATTHEW BRIANREGISTERED OPTIONS PRINCIPAL3100953
MOROVATI, BABAK BOBBYCFO/FINANCIAL OPERATIONS PRINCIPAL/PFO/POO5650049

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLIAMS TRADING LLC

CRD#: 43678Westport, CT 06880

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