Matthew L. Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Lee Robertson was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2002. Matthew had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2016 - July 17, 2025
FINANCIAL ENHANCEMENT GROUP
June 6, 2003 - July 31, 2014
WORLD EQUITY GROUP, INC.
October 14, 2002 - July 31, 2014
WORLD EQUITY GROUP, INC.
Primary Firm SEC Registration
FINANCIAL ENHANCEMENT GROUP
CRD#: 159017 / SEC#: 801-72907
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL ENHANCEMENT GROUP
CRD#: 159017 / SEC#: 801-72907
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,412 |
| AUM (Assets Under Management) | $ 831,506,691 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 10/22/2024 | ||
| 12/21/2023 | ||
| 03/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
