Robert E. Simpton

REDFISH CAPITAL

Cypress, TX 77433

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CRD#: 4547249

Professional summary

Robert Elwee Simpton, CFP® is a registered financial advisor currently at REDFISH CAPITAL located in Cypress, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Redfish Insurance Services LLC; Cypress, TX; Investment Related; Insurance Agent; Fixed Insurance Sales; Less than 5% of time spent; Started 11/2022. Robert Simpton, Sole Proprietor; Cypress, TX; Not Investment Related; Notary Public; No crossover clients, therefore, this activity does not represent a conflict of interest.; Started 01/2010.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Elwee Simpton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

May 24, 2023 - Present

REDFISH CAPITAL

Office #1: 17302 House & Hahl Road Suite 215, Cypress, TX 77433

RIA

CRD#: 323348

Cypress, TX

Past

July 31, 2017 - June 13, 2023

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

CYPRESS, TX

Past

July 31, 2017 - June 13, 2023

SCF SECURITIES, INC.

CRD#: 47275

CYPRESS, TX

Past

January 22, 2015 - August 1, 2017

WFG ADVISORS, LP

RIA

CRD#: 125073

BRYAN, TX

Past

January 22, 2015 - August 1, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

BRYAN, TX

Past

August 8, 2008 - December 12, 2014

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

BRYAN, TX

Past

August 8, 2008 - December 12, 2014

SECURITIES AMERICA, INC.

CRD#: 10205

BRYAN, TX

Past

September 24, 2004 - August 11, 2008

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

BRYAN, TX

Past

September 17, 2004 - August 11, 2008

CINCINNATI ANALYSTS, INC.

CRD#: 5478

BRYAN, TX

Past

September 16, 2002 - June 22, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

September 9, 2002 - June 22, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

BRYAN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/26/2023)

IAR

Texas
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/6/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2002

General Securities Representative Examination

Current Firm

REDFISH CAPITAL

REDFISH CAPITAL | REDFISH CAPITAL MANAGEMENT LLC

CRD#: 323348 / SEC#:

Louisiana

Registered Investment Advisory firm - (5/26/2023 Approved)

Texas

Registered Investment Advisory firm - (5/24/2023 Approved)

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Contact information

Main Address

17302 House & Hahl Road Suite 215, Cypress, TX 77433

Mailing Address

Phone number

(281) 256-3100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	250
AUM (Assets Under Management)	$ 81,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert E. Simpton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Elwee Simpton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/6/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2002

Current Firm

REDFISH CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REDFISH CAPITAL

TRUST BUT VERIFY

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