JF
John K. Forbes
DFFA
Mentor, OH
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CRD#: 4547207
JF
Professional summary
John K. Forbes is a registered financial advisor currently at DFFA, LLC located in Mentor, Ohio.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A PARTNER WITH HW&Co., A NON-INVESTMENT RELATED CPA FIRM, WORKING 160 HOURS PER MONTH. Mr. Forbes is also a partner in ABS Investment real property partnership, working 2-5 hour per month.
CRS (Client Relationship Summary) - RIA
Click below to view John K. Forbes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2016 - Present
DFFA, LLC
RIA
CRD#: 284456
Mentor, OH
Past
March 2, 2001 - July 18, 2016
DEIMLING FORBES FINANCIAL ADVISORS, INC
RIA
CRD#: 121114
MENTOR, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(9/14/2016)
Current Firm
DL
DFFA, LLC
DFFA, LLC
CRD#: 284456 / SEC#:
Ohio
Registered Investment Advisory firm - (9/14/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Mentor, OH
Mailing Address
Phone number
(216) 403-9154
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
