John M. Vaughn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Mark Vaughn was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2014 - July 10, 2014
LAWING FINANCIAL INC
March 27, 2014 - August 1, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 5, 2013 - March 24, 2014
EDWARD JONES
December 19, 2012 - March 24, 2014
EDWARD JONES
August 7, 2002 - August 5, 2004
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAWING FINANCIAL INC
CRD#: 117178 / SEC#: 801-66270
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
