Matthew C. Waz
Professional summary
Matthew Christopher Waz, who also goes by Matt Waz, Matthew C Waz, Matthew Christopher Waz, is a registered financial professional currently at CARILLON FUND DISTRIBUTORS, INC. located in St. Petersburg, Florida.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 4 firms and has passed the Series 63, SIE, Series 6, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Christopher Waz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2016 - Present
CARILLON FUND DISTRIBUTORS, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716February 26, 2015 - November 18, 2016
QUASAR DISTRIBUTORS, LLC
September 29, 2014 - February 19, 2015
DISTRIBUTION SERVICES, LLC
December 24, 2008 - July 15, 2010
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2023)
(1/3/2017)
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(12/2/2016)
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(12/2/2016)
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(1/3/2017)
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(12/2/2016)
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(1/4/2017)
(11/20/2023)
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(11/21/2023)
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(1/3/2017)
(11/20/2023)
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(1/3/2017)
Exams
FINRA
Current Firm
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749 / SEC#: , 8-67244
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EAGLE ASSET MANAGEMENT INC | PARENT COMPANY | 110653 |
| EDWARDS, CHARLES MICHAEL | DIRECTOR | 5342028 |
| GEORGIEV, TSVETELINA ELKOVA | CCO | 5130225 |
| GERVAIS, BRYAN L | CFO, PRINCIPAL FINANCIAL OFFICER / FINOP, DIRECTOR | 5286391 |
| LILLIAN, JORDAN ALEXANDER | CEO, PRESIDENT, DIRECTOR | 5444726 |
| SOUSA, DAMIAN DANIEL | DIRECTOR | 2061882 |
| WALZER, SUSAN LAVELLE | DIRECTOR | 2976646 |
Red Flags
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Company Information
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749St. Petersburg, FL 33716TRUST BUT VERIFY
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