MW
Matthew C. Waz
CARILLON FUND DISTRIBUTORS
St. Petersburg, FL 33716
Some features on this profile are disabled
CRD#: 4546856
MW
Professional summary
Matthew Christopher Waz, who also goes by Matt Waz, Matthew C Waz, Matthew Christopher Waz, is a registered financial professional currently at CARILLON FUND DISTRIBUTORS, INC. located in St. Petersburg, Florida.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 4 firms and has passed the Series 63, SIE, Series 6, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matt Waz | Matthew C Waz | Matthew Christopher Waz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Christopher Waz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2016 - Present
CARILLON FUND DISTRIBUTORS, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716BD
CRD#: 139749
St. Petersburg, FL
Past
February 26, 2015 - November 18, 2016
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
September 29, 2014 - February 19, 2015
DISTRIBUTION SERVICES, LLC
BD
CRD#: 25938
PORTLAND, ME
Past
December 24, 2008 - July 15, 2010
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
ORINDA, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/20/2023)
RR
Alaska(1/3/2017)
RR
Arizona(1/3/2017)
RR
Arkansas(1/3/2017)
RR
California(12/2/2016)
RR
Colorado(1/3/2017)
RR
Connecticut(11/20/2023)
RR
Delaware(11/20/2023)
RR
District of Columbia(11/20/2023)
RR
Florida(12/2/2016)
RR
Georgia(12/2/2016)
RR
Hawaii(1/12/2017)
RR
Idaho(1/3/2017)
RR
Illinois(11/20/2023)
RR
Indiana(11/20/2023)
RR
Iowa(1/3/2017)
RR
Kansas(1/3/2017)
RR
Kentucky(11/20/2023)
RR
Louisiana(11/20/2023)
RR
Maine(11/20/2023)
RR
Maryland(11/20/2023)
RR
Massachusetts(11/20/2023)
RR
Michigan(11/20/2023)
RR
Minnesota(1/3/2017)
RR
Mississippi(11/20/2023)
RR
Missouri(12/2/2016)
RR
Montana(1/3/2017)
RR
Nebraska(1/3/2017)
RR
Nevada(1/4/2017)
RR
New Hampshire(11/20/2023)
RR
New Jersey(11/20/2023)
RR
New Mexico(1/3/2017)
RR
New York(11/20/2023)
RR
North Carolina(11/20/2023)
RR
North Dakota(1/3/2017)
RR
Ohio(11/21/2023)
RR
Oklahoma(1/3/2017)
RR
Oregon(1/3/2017)
RR
Pennsylvania(11/20/2023)
RR
Puerto Rico(11/20/2023)
RR
South Carolina(11/20/2023)
RR
South Dakota(1/3/2017)
RR
Tennessee(11/20/2023)
RR
Texas(1/3/2017)
RR
Utah(1/3/2017)
RR
Virgin Islands(11/20/2023)
RR
Virginia(11/20/2023)
RR
Washington(1/3/2017)
RR
West Virginia(11/20/2023)
RR
Wisconsin(11/20/2023)
RR
Wyoming(1/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CARILLON FUND DISTRIBUTORS, INC.
CARILLON FUND DISTRIBUTORS, INC. | HERITAGE FUND DISTRIBUTORS INC. | EAGLE FUND DISTRIBUTORS, INC.
CRD#: 139749 / SEC#: , 8-67244
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
880 Carillon Parkway, St. Petersburg, FL 33716
Mailing Address
880 Carillon Parkway, St. Petersburg, FL 33716
Phone number
(727) 567-8143
Established
Florida since 05/12/2005
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EAGLE ASSET MANAGEMENT INC | PARENT COMPANY | 110653 |
| EDWARDS, CHARLES MICHAEL | DIRECTOR | 5342028 |
| GEORGIEV, TSVETELINA ELKOVA | CCO | 5130225 |
| GERVAIS, BRYAN L | CFO, PRINCIPAL FINANCIAL OFFICER / FINOP, DIRECTOR | 5286391 |
| LILLIAN, JORDAN ALEXANDER | CEO, PRESIDENT, DIRECTOR | 5444726 |
| SOUSA, DAMIAN DANIEL | DIRECTOR | 2061882 |
| WALZER, SUSAN LAVELLE | DIRECTOR | 2976646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749St. Petersburg, FL 33716TRUST BUT VERIFY
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