Stephen M. Elliker

ELLIKER FINANCIAL

MORGANTOWN, PA 19543

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CRD#: 4546706

Professional summary

Stephen Mckim Elliker, CFP®, who also goes by Stephen Mckim Elliker, Stephen Elliker, Steve Elliker, is a registered financial advisor currently at ELLIKER FINANCIAL located in Morgantown, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Stephen has worked at 5 firms and has passed the Series 63, Series 7TO and SIE exams.

Biography

When Steve is not helping a client with their financial plan, you might find him tending to Elliker Cookie Company, a cookie business that he and his wife, Amy, operate together. They have four children and enjoy camping as a family. Steve also serves on the parish council and stewardship committee for his church, Sts. Constantine and Helen Greek Orthodox Church and is the Race Director for a non-profit called OneRunTogether, which helps cancer patients.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Estate & Generational Planning...

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Stephen Mckim Elliker | Stephen Elliker | Steve Elliker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OB: ELLIKER COOKIE COMPANY; ADDRESS: ELVERSON, PA 19520; NATURE: COOKIES; INVESTMENT RELATED: NO; POSITION: Co-OWNER; DUTIES: TAKING CARE OF SCHEDULING, BUSINESS DEVELOPMENT AND SALES; START DATE: 03/2021; APPROX. NUMBER OF HOURS/MONTH: 20+; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Mckim Elliker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

May 5, 2025 - Present

ELLIKER FINANCIAL

Office #1: 3821 Main Street, Morgantown, PA 19543

RIA

CRD#: 335437

MORGANTOWN, PA

Past

September 22, 2021 - April 30, 2025

RODGERS & ASSOCIATES

RIA

CRD#: 121700

Lancaster, PA

Past

February 16, 2021 - June 18, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

February 9, 2021 - June 18, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

November 24, 2020 - January 4, 2021

COMPASS ION ADVISORS, LLC

RIA

CRD#: 166418

CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/1/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/16/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/12/2021

Securities Industry Essentials Examination

Current Firm

ELLIKER FINANCIAL

ELLIKER FINANCIAL | ELLIKER FINANCIAL, LLC

CRD#: 335437 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (5/5/2025 Approved)

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Contact information

Main Address

3821 Main Street, Morgantown, PA 19543

Mailing Address

Phone number

(610) 858-0285

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Stephen M. Elliker

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Mckim Elliker's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELLIKER FINANCIAL

RODGERS & ASSOCIATES

VANGUARD MARKETING CORPORATION

VANGUARD ADVISERS, INC.

COMPASS ION ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/2021

Series 7TO

Date: 2/16/2021

SIE

Date: 1/12/2021

Current Firm

ELLIKER FINANCIAL

Contact information

Documents

Red Flags

Company Information

ELLIKER FINANCIAL

TRUST BUT VERIFY

Contact information

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