Randy A. Olfers

VERITY ASSET MANAGEMENT

BOERNE, TX 78015-4742

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CRD#: 4546625

Professional summary

Randy Allan Olfers is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Boerne, Texas.

Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Randy has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Teacher's Pension and Insurance Services, Inc.; Not investment-related; Oakdale, CA; Insurance agency; Agent; Insurance agent; 12/2022; 30 hours per month; 30 during market hours; Sell insurance and annuity products. 2. Nixon Group, LLC.; Not investment-related; Fair Oaks Ranch, TX; Insurance agency; Agent; 02/2012; 30 hours per month; 30 during market hours; Sell insurance and annuity products. 3. ROK Ventures, LLC.; Not investment-related; Fair Oaks Ranch, TX; Retail business; Owner; 01/2007; 0 hours per month; 0 during market hours; No duties. 4. Southwest Health Management; Not investment-related; Kirby, TX; Medical billing agency; Owner; 03/2021; 0 hours per month; 0 during market hours; No duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Allan Olfers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2023 - Present

VERITY ASSET MANAGEMENT

Office #1: 8000 Fair Oaks Pkwy Ste 202, Boerne, TX 78015-4742

RIA

CRD#: 158667

BOERNE, TX

Past

June 8, 2018 - March 22, 2019

ICAPITAL MARKETS LLC

CRD#: 118219

NEW YORK, NY

Past

January 11, 2017 - April 2, 2018

MANAGED ACCOUNT SERVICES, LLC

CRD#: 133803

Boerne, TX

Past

March 6, 2013 - November 29, 2016

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

SAN ANTONIO, TX

Past

March 6, 2013 - November 29, 2016

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

SAN ANTONIO, TX

Past

October 30, 2012 - March 7, 2013

FURTHER LANE SECURITIES, L.P.

CRD#: 38162

NEW YORK, NY

Past

October 25, 2004 - February 10, 2012

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

BOERNE, TX

Past

September 24, 2003 - February 10, 2012

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

BOERNE, TX

Past

February 27, 2003 - September 8, 2003

WADDELL & REED

RIA

CRD#: 866

SAN ANTONIO, TX

Past

December 4, 2002 - September 8, 2003

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/26/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2002

General Securities Representative Examination

Current Firm

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

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Contact information

Main Address

280 S Mangum St Ste 550, Durham, NC 27701-3676

Mailing Address

Phone number

(919) 490-6717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	7,199
AUM (Assets Under Management)	$ 1,041,329,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randy A. Olfers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Allan Olfers's CRS (Customer Relationship Summary).

Certified licenses

Experience

ICAPITAL MARKETS LLC

MANAGED ACCOUNT SERVICES, LLC

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

FURTHER LANE SECURITIES, L.P.

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

VERITY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2023

Series 66

Date: 2/26/2003

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2002

Current Firm

VERITY ASSET MANAGEMENT

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERITY ASSET MANAGEMENT

TRUST BUT VERIFY

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