JG
Jeffrey K. Garnica
VALMARK ADVISERS
Cincinnati, OH 45242
Some features on this profile are disabled
CRD#: 4546581
JG
Professional summary
Jeffrey Kenneth Garnica, who also goes by Jeff Kenneth Garnica, Jeffery Kenneth Garnica, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Cincinnati, Ohio and VALMARK SECURITIES, INC. located in Cincinnati, Ohio.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Kenneth Garnica | Jeffery Kenneth Garnica
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Personal rental property, 2305 park avenue, Cincinnati OH 45212, property owner, repair broken items and handle finances, investment related business, started October 1998, 1-5 hours per month, receives compensation in form of rent collection/// 2. Secure Future Network, Insurance brokerage, 4489 Far Hills Ave., Kettering, OH 45429, Owner, Sole member LLC and primary business is providing insurance brokerage for One America solutions, investment related business, started 5/2018, 1-5 hours per month, receives compensation via override on insurance products/// 3. American Financial Education Alliance, Chapter President, Instructor, Non profit adult financial education classes, Teaching courses in Social Security, Taxes in Retirement and Medicare and Long Term Care, not investment related, started April 2018, 1-5 hours per month, receives no compensation. /// 4. Buddyins; Long Term Care Insurance sales; NOT Investment Related; Start Date 6/21/2021; Approximately 6-10 hrs. per month.///
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Kenneth Garnica's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2020 - Present
VALMARK ADVISERS, INC.
Office #1: 4225 Malsbary Rd. Ste. 100, Cincinnati, OH 45242RIA
CRD#: 108050
Cincinnati, OH
Current
January 16, 2020 - Present
VALMARK SECURITIES, INC.
Office #1: 4225 Malsbary Road Suite 100, Cincinnati, OH 45242BD
CRD#: 31243
Cincinnati, OH
Past
January 28, 2010 - October 29, 2010
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
CINCINNATI, OH
Past
April 7, 2006 - November 24, 2008
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
CINCINNATI, OH
Past
January 31, 2006 - November 24, 2008
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
CINCINNATI, OH
Past
April 12, 2005 - January 11, 2006
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
January 24, 2003 - March 31, 2005
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CINCINNATI, OH
Past
August 23, 2002 - March 31, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(4/8/2022)
RR
Florida(11/23/2020)
IAR
Florida(1/20/2021)
RR
Indiana(9/2/2022)
IAR
Indiana(9/6/2022)
IAR
Kentucky(6/24/2021)
RR
Kentucky(2/11/2022)
RR
Ohio(1/16/2020)
IAR
Ohio(1/21/2020)
RR
Pennsylvania(2/11/2020)
IAR
Pennsylvania(1/26/2022)
RR
Washington(7/22/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 12/27/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Cincinnati, OH 45242TRUST BUT VERIFY
Monitor Jeffrey Garnica
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
