Ge Wang
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CRD#: 4546535
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ge Wang was a registered financial professional .
Ge is a previously registered financial professional and started their career in finance in 2002. Ge had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. AETNA; NOT INVESTMENT RELATED; 151 FARMINGTON AVE, HARTFORD CT 06156; SELL HEALTH INSURANCE PLANS; INDEPENDENT AGENT; 01/2014; 4 HRS/MONTH; SELL HEALTH INSURANCE PLANS INTERNATIONAL MEDICAL GROUP; NOT INVESTMENT RELATED; 2960 N MERIDIAN ST, INDIANPOLIS IN 46208; TRAVEL INSURANCE PROVIDER; SALE AGENT; <4 HR/MONTH; SELL TRAVEL INSURANCE ASSURANT HEALTH INSURANCE; NOT INVESTMENT RELATED; 501 W. MICHIGAN ST, MILWAUKEE MI 53203; MAINLY SHORT TERM MEDICAL PLANS; INDEPENDENT CONTRACTOR/AGENT; 9/2014; 8 HRS/MONTH; SALES INSURANCE MARKETING CENTER; NOT INVESTMENT RELATED; 6101 EXECUTIVE BVLD, STE 120, ROCKVILLE MD 20852; WHOLESALE DISTRIBUTOR OF GROUP AND INDIVIDUAL HEALTH INSURANCE PLANS; INDEPENDENT CONTRACTOR/AGENT; 10/2014; 4-16 HRS/MONTH; SALES, MEDICAL PLANS FOR MD/VA CLIENTS. Kaiser Foundation Health Plan of Mid-Atlantic States, Inc/YES/2101 EAST JEFFERSON ST, ROCKVILLE, MD 20849/HEALTH INSURANCE SALES/AGENT/01.03.2017/5/0 /HEALTH INSURANCE SALES. EBS GROUP LLC/ 11.1.2017/ TAX PASS THROUGH/ 5/ 9200 CORPORATE BLVD STE 210 ROCKVILLE MD 20850/ NON INVESTMENT RELATED/ APPROVED WITH RESTRICTIONS GS National Insurance / 0920-Present / Investment Related: No / 300 Bilmar Drive, Suite 200 Pittsburgh, PA 15205 / Agent / Medicare Advantage Broker / Hrs Work Monthly: 4 / Sec Trading Hrs: 0 / Will help senior client get Medicare on occasional. Insubuy Inc. / 0920-Present/ Investment Related: No /4200 Mapleshade Ln, Suite 200 Plano, TX 75093 / Agent / Travel Insurance Broker / Hrs Work Monthly: 1 / Sec Trading Hrs: 0 / Help client travel medical insurance UnitedHealthcare/ 0212-Present / Investment Related: No / 5901 Lincoln Dr 5901 Lincoln Dr 5901 Minneapolis, MN 55436 / Agent / A national medical insurance provider / Hrs Work Monthly: less than one hour / Sec Trading: 0 / to be appointed by UnitedHealthcare and solicit health insurance business. KYROS AI CORP POSITION: College Success Advisor NATURE: AI-based platform providing college admission preparation solutions INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 622 LOMA VERDE AVENUE, PALO ALTO CA 94306, United States DESCRIPTION: provide marketing opportunity together with Kyros to expend both WFG and Kyros business.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 27, 2017 - July 25, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
GAITHERSBURG, MD
Past
January 6, 2012 - July 25, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
GAITHERSBURG, MD
Past
August 1, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
GAITHERSBURG, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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