Jeffrey D. Mucciarone

PEAK WEALTH SOLUTIONS

Pepper Pike, OH 44124

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CRD#: 4546398

Professional summary

Jeffrey David Mucciarone, who also goes by Jeff Mucciarone, Jeffrey D Mucciarone, is a registered financial advisor currently at PEAK WEALTH SOLUTIONS located in Pepper Pike, Ohio and OSAIC WEALTH, INC. located in Pepper Pike, Ohio.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Mucciarone | Jeffrey D Mucciarone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Mucciarone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2021 - Present

PEAK WEALTH SOLUTIONS

Office #1: 30195 Chagrin Blvd. Suite 360, Pepper Pike, OH 44124

RIA

CRD#: 127391

Pepper Pike, OH

Current

October 11, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 30195 Chagrin Blvd Ste 360, Pepper Pike, OH 44122

RIA

CRD#: 23131

PEPPER PIKE, OH

Past

September 28, 2021 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

PEPPER PIKE, OH

Past

July 17, 2017 - June 28, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Richmond Heights, OH

Past

July 17, 2017 - June 28, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Richmond Heights, OH

Past

February 1, 2017 - June 5, 2017

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

MENTOR, OH

Past

February 1, 2017 - June 5, 2017

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

MENTOR, OH

Past

September 23, 2014 - February 1, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHAGRIN FALLS, OH

Past

September 18, 2013 - February 1, 2017

LPL FINANCIAL LLC

CRD#: 6413

CHAGRIN FALLS, OH

Past

June 4, 2013 - September 18, 2013

FIRSTMERIT FINANCIAL SERVICES, INC

CRD#: 149680

HUDSON, OH

Past

February 27, 2009 - June 13, 2013

KEY INVESTMENT SERVICES LLC

CRD#: 136300

WILLOWICK, OH

Past

June 13, 2007 - February 10, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHARDON, OH

Past

September 11, 2002 - November 6, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BEACHWOOD, OH

Past

September 6, 2002 - November 6, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 6, 2002 - November 6, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAK WEALTH SOLUTIONS

CRD#: 127391 / SEC#: 801-71071

RIA

Registered Investment Advisory firm - (2/25/2010 Approved)

Ohio

Registered Investment Advisory firm - (3/29/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Ohio
(11/16/2021)

Ohio
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/12/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PEAK WEALTH SOLUTIONS

CRD#: 127391 / SEC#: 801-71071

RIA

Registered Investment Advisory firm - (2/25/2010 Approved)

Ohio

Registered Investment Advisory firm - (3/29/2014 Terminated)

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Contact information

Main Address

30195 Chagrin Blvd. Suite 360, Pepper Pike, OH 44124

Mailing Address

Phone number

(216) 370-7887

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEAK WEALTH SOLUTIONS FIRM BROCHURE DTD 3/15/2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,040
AUM (Assets Under Management)	$ 789,182,723

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey D. Mucciarone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Mucciarone's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRSTMERIT FINANCIAL SERVICES, INC

KEY INVESTMENT SERVICES LLC

CHASE INVESTMENT SERVICES CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PEAK WEALTH SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2014

Series 63

Date: 11/5/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2014

Series 6

Date: 6/12/2007

FINRA

Current Firm

PEAK WEALTH SOLUTIONS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAK WEALTH SOLUTIONS

TRUST BUT VERIFY

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