Bruce D. Winans
Professional summary
Bruce Donald Winans is a registered financial professional currently at COMPASS SECURITIES CORPORATION located in Braintree, Massachusetts.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 2002. Bruce has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Donald Winans's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2004 - Present
COMPASS SECURITIES CORPORATION
Office #1: 50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734June 4, 2004 - November 1, 2024
COMPASS CAPITAL CORPORATION
March 11, 2004 - April 29, 2004
PROPHET ADVISORS, LLC
October 4, 2002 - September 25, 2003
BOLTON GLOBAL CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2021)
(10/4/2022)
(2/24/2004)
(2/24/2004)
(2/24/2004)
(2/24/2004)
(4/2/2004)
(12/8/2020)
(6/16/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
COMPASS SECURITIES CORPORATION
CRD#: 16168Braintree, MA 02184-8734TRUST BUT VERIFY
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