Richard C. Wolffe
Professional summary
Richard Colwell Wolffe JR., who also goes by Richard C. Wolffe Jr., Richard Caldwell Wolffe Jr., Richard Wolffe, is a registered financial advisor currently at TSP CAPITAL MANAGEMENT GROUP, LLC located in Summit, New Jersey.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Richard has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Colwell Wolffe JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2004 - Present
TSP CAPITAL MANAGEMENT GROUP, LLC
Office #1: 382 Springfield Avenue, Suite 500, Summit, NJ 07901August 6, 2002 - December 7, 2004
OPPENHEIMER & CO. INC.
Primary Firm SEC Registration
TSP CAPITAL MANAGEMENT GROUP, LLC
CRD#: 131889 / SEC#: 801-63507
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/17/2004)
(5/3/2019)
Exams
Current Firm
TSP CAPITAL MANAGEMENT GROUP, LLC
CRD#: 131889 / SEC#: 801-63507
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 262 |
| AUM (Assets Under Management) | $ 387,006,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/24/2024 | ||
| 06/15/2022 |
Red Flags
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