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YB

Yannick Boulanger

Some features on this profile are disabled
CRD#: 4546286
YB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Yannick Boulanger was a registered financial professional .

Yannick is a previously registered financial professional and started their career in finance in 2013. Yannick had worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 14, 2013 - February 9, 2015

NBF SECURITIES (USA) CORP.

BD
CRD#: 25541
MONTREAL,
Past

May 16, 2013 - April 6, 2023

NATIONAL BANK OF CANADA FINANCIAL INC.

BD
CRD#: 22698
MONTREAL, QUEBEC,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/15/2013
Financial and Operations Principal Examination

Current Firm

NS
NBF SECURITIES (USA) CORP.
FIRST MARATHON (U.S.A.) INC. | NBF SECURITIES (USA) CORP. | NBC INTERNATIONAL (USA) INC.

CRD#: 25541 / SEC#: , 8-41790

BD
Terminated by SEC on 04/06/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
Firm type
Other Types of Legal Formation
Fiscal year end
October
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
NBF SECURITIES (USA) LTDSHAREHOLDER
BADESKI, PAUL RAYMONDMANAGING DIRECTOR AND HEAD OF FIXED INCOME SALES2821677
HOFFMAN, JOAN ELLENINTERIM CHIEF COMPLIANCE OFFICER1565558
KEEGAN, RANDALL MYLESMANAGING DIRECTOR FIXED INCOME SALES2216467
LANGLOIS, STYVESSENIOR VICE-PRESIDENT AND MANAGING DIRECTOR - DESIGNATED PRINCIPAL/RETAIL REGISTERED PERSONNEL4379409
LEGRIS, ALAINEXECUTIVE VICE-PRESIDENT2253876
MORRIS, PAUL EDWARDCHIEF FINANCIAL OFFICER1607225
MULRONEY, MARKCO-HEAD AND MD, INSTITUTIONAL EQUITIES TRADING4437210
NICOSIA, FRANKINTERIM SENIOR COMPLIANCE OFFICER2790594
PASCOE, RICARDO ALEJANDROPRESIDENT AND CHIEF EXECUTIVE OFFICER2984919

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NBF SECURITIES (USA) CORP.

CRD#: 25541

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