DP
David Podell
PODELL FINANCIAL GROUP LLC
Fairfield, NJ 07004
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CRD#: 4546161
DP
Professional summary
David Podell, AIF®, who also goes by David Scott Podell, is a registered financial advisor currently at PODELL FINANCIAL GROUP LLC located in Fairfield, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Scott Podell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA PODELL FINANCIAL GROUP, LLC.; INVESTMENT RELATED; START DATE 05/2006] [Business Benefits Consulting LLC; fee for service benefits consulting with business owners. Reviewing all aspects of their business and systems for a fee for service; 271 US 46W Suite D105 Fairfield NJ 07004; Start Date 12/2019; Role/Title: Owner; Not Investment Related; 15 hours per month; 10 hours per month during securities trading hours] [TSP HOLDINGS LLC; 271 RT 46, UNITE D105, FAIRFIELD, NJ; 11/01/2013; OWNER - RENTAL INCOME; BUYING THE CONDO UNIT AND MOVING MY OFFICE THERE. THERE WILL BE NO OTHER TENANTS.] [NYLARC PRIVATE PLACEMENT; CREATED BY NYLARC - REINSURANCE SUBSCRIPTION TO OFFERING OF PRIVATE PLACEMENT AFFILIATED WITH NYLIFE; NYLARC C/O NYLIFE , ROOM 102, NEW YORK NY 10010; START DATE 09/2014; ROLE/TITLE: INVESTOR; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [SKY PROPERTIES, LLC; TO HOLD A RENTAL PROPERTY OR MULTIPLE PROPERTIES; 154 COMBS HOLLOW RD. RANDOLPH NJ 07869; START DATE 06/2015; ROLE/TITLE: OWNER; INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Forbes Finance Council; networking organization-This is an online connection through forbes that allows its members to submit articles to forbes ; Start Date 04/2018; Role/Title: Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Ldor Vador LLC; will hold rental properties; 154 Combs Hollow Rd. Randolph NJ 07869; Start Date 02/2022; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Town of Randolph Board of Assessments for local improvements; Review items with the board and discuss with the town tax assessor ; Township of Randolph - 502 Milbrook Ave, Randolph NJ 07869; Start Date 02/2023; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [DMP Joint Ventures NJ, LLC, not investment-related; Randolph, NJ; Passive investor in business and real estate; Start Date: 6/2024; Approximately 1 hr/mo during trading hours; Review and meet on the investment status once per quarter.]
CRS (Client Relationship Summary) - RIA
Click below to view David Podell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 18, 2023 - Present
PODELL FINANCIAL GROUP LLC
Office #1: 271 Route 46w Suite D105, Fairfield, NJ 07004RIA
CRD#: 325383
Fairfield, NJ
Past
April 25, 2006 - June 14, 2023
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
FAIRFIELD, NJ
Past
May 7, 2003 - June 14, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
FAIRFIELD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PODELL FINANCIAL GROUP LLC
PODELL FINANCIAL GROUP LLC
CRD#: 325383 / SEC#: 801-127920
RIA
Registered Investment Advisory firm - (5/4/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/18/2023)
IAR
Texas(2/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PODELL FINANCIAL GROUP LLC
PODELL FINANCIAL GROUP LLC
CRD#: 325383 / SEC#: 801-127920
RIA
Registered Investment Advisory firm - (5/4/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
271 Route 46w Suite D105, Fairfield, NJ 07004
Mailing Address
Phone number
(973) 227-8001
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 490 |
| AUM (Assets Under Management) | $ 172,200,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
