SM
Scott A. Marmo
MARMO FINANCIAL GROUP
JOHNSON CITY, TN 37604
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CRD#: 4546005
SM
Professional summary
Scott Anthony Marmo, AIF® is a registered financial advisor currently at MARMO FINANCIAL GROUP, LLC located in Johnson City, Tennessee.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Scott has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- APPOINTMENT WITH MULTIPLE INSURANCE CARRIERS; NON- INVESTMENT RELATED; 801 SUNSET DRIVE, JOHNSON CITY, TN 37604; INSURANCE BROKERAGE; SOLE PROPRIETOR; 4/2006; 40 HRS/MONTH; 1-2 HRS/DAY; COMPENSATION-COMMISSIONS; INSURANCE AGENT.
2-HOLSTON MEDICAL GROUP, P.C.; NON-INVESTMENT RELATED; 2323 N. JOHN B. DENNIS HWY, KINGSPORT, TN 37660; MULTI-DISCIPLINE MEDICAL PRACTICE; EX-OFFICIO BOARD MEMBER; MARCH 2013; 3 HRS/MONTH; N/A, BOARD MEETS AFTER TRADING HRS; COMPENSATION IS RECEIVED; EX-OFFICIO BOARD MEMBER (NON-VOTING), ONE BOARD MEETING PER MONTH (6:30-9:00 P.M.) AND ONE BREAKFAST MEETING PER MONTH (6:30-8:00 A.M.).
CRS (Client Relationship Summary) - RIA
Click below to view Scott Anthony Marmo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 28, 2007 - Present
MARMO FINANCIAL GROUP, LLC
Office #1: 801 Sunset Drive Bldg A, Suite 1, Johnson City, TN 37604RIA
CRD#: 143816
JOHNSON CITY, TN
Past
April 17, 2006 - July 5, 2007
TRIAD ADVISORS LLC
RIA
CRD#: 25803
JOHNSON CITY, TN
Past
April 17, 2006 - May 4, 2016
TRIAD ADVISORS LLC
BD
CRD#: 25803
JOHNSON CITY, TN
Past
September 6, 2005 - April 21, 2006
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
JOHNSON CITY, TN
Past
July 2, 2002 - April 21, 2006
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MARMO FINANCIAL GROUP, LLC
MARMO FINANCIAL GROUP, LLC
CRD#: 143816 / SEC#: 801-113718
RIA
Registered Investment Advisory firm - (7/30/2018 Approved)Louisiana
Registered Investment Advisory firm - (8/8/2018 Terminated)North Carolina
Registered Investment Advisory firm - (8/7/2018 Terminated)Tennessee
Registered Investment Advisory firm - (8/9/2018 Terminated)Texas
Registered Investment Advisory firm - (8/7/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/7/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(2/6/2013)
IAR
Tennessee(6/28/2007)
IAR
Texas(11/14/2016)
IAR
Virginia(7/22/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MF
MARMO FINANCIAL GROUP, LLC
MARMO FINANCIAL GROUP, LLC
CRD#: 143816 / SEC#: 801-113718
RIA
Registered Investment Advisory firm - (7/30/2018 Approved)Louisiana
Registered Investment Advisory firm - (8/8/2018 Terminated)North Carolina
Registered Investment Advisory firm - (8/7/2018 Terminated)Tennessee
Registered Investment Advisory firm - (8/9/2018 Terminated)Texas
Registered Investment Advisory firm - (8/7/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/7/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Sunset Drive Bldg A, Suite One, Johnson City, TN 37604
Mailing Address
Phone number
(423) 282-0514
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,710 |
| AUM (Assets Under Management) | $ 248,773,651 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
