Thomas C. Cantrell

THE RETIREMENT SPECIALIST OF CENTRAL OHIO

NEWARK, OH 43055

CRD#: 4545913

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Professional summary

Thomas Colby Cantrell is a registered financial advisor currently at THE RETIREMENT SPECIALIST OF CENTRAL OHIO located in Newark, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Colby Cantrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2015 - Present

THE RETIREMENT SPECIALIST OF CENTRAL OHIO

Office #1: 974 N 21st Street, Suite C1, Newark, OH 43055

RIA

CRD#: 173810

NEWARK, OH

Past

September 24, 2009 - June 20, 2011

PORTFOLIO MEDICS, LLC

RIA

CRD#: 145958

WORTHINGTON, OH

Past

January 2, 2009 - July 8, 2011

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

NEWARK, OH

Past

September 26, 2007 - July 20, 2015

ADVANCED PLANNING CAPITAL CORPORATION

RIA

CRD#: 143678

NEWARK, OH

Past

October 22, 2003 - December 31, 2008

ADVANCED PLANNING SECURITIES, INC.

CRD#: 14382

NEWARK, OH

Past

July 16, 2002 - October 24, 2003

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/5/2015)

IAR

Tennessee
(7/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/3/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/15/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE RETIREMENT SPECIALIST OF CENTRAL OHIO

THE RETIREMENT SPECIALIST OF CENTRAL OHIO | THE RETIREMENT SPECIALISTS OF EAST TENNESSEE | THE RETIREMENT SPECIALIST OF CENTRAL OHIO, LLC

CRD#: 173810 / SEC#:

Ohio

Registered Investment Advisory firm - (1/2/2015 Approved)

Tennessee

Registered Investment Advisory firm - (7/14/2015 Approved)

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Contact information

Main Address

1000 N. 21st Street Suite A, Newark, OH 43055

Mailing Address

Po Box 549, Newark, OH 43055

Phone number

(740) 345-0055

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	176
AUM (Assets Under Management)	$ 18,824,114

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas C. Cantrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Colby Cantrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE RETIREMENT SPECIALIST OF CENTRAL OHIO

PORTFOLIO MEDICS, LLC

ALLIED BEACON PARTNERS, INC.

ADVANCED PLANNING CAPITAL CORPORATION

ADVANCED PLANNING SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2007

Series 63

Date: 7/30/2002

Series 7

Date: 1/3/2006

Series 6

Date: 7/15/2002

Current Firm

THE RETIREMENT SPECIALIST OF CENTRAL OHIO

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE RETIREMENT SPECIALIST OF CENTRAL OHIO

TRUST BUT VERIFY

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