Catherine M. Patrick

CORDA INVESTMENT MANAGEMENT

Dallas, TX 75248

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CRD#: 4545875

Professional summary

Catherine Mcnally Patrick, CFP®, who also goes by Cathy Ann Mcnally, Catherine Ann Mcnally, is a registered financial advisor currently at CORDA INVESTMENT MANAGEMENT, LLC located in Dallas, Texas.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Catherine has worked at 8 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cathy Ann Mcnally | Catherine Ann Mcnally

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)NAME:CATHERINE PATRICK INV REL:Y ADDR:9537 TARLETON ST DALLAS TX 75218 NATURE:LIFE INSURANCE POSITION:AGENT START:3/1/2018 NO HR/MO:1 NO HR/MO DUR TRADING:0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Mcnally Patrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 18, 2024 - Present

CORDA INVESTMENT MANAGEMENT, LLC

Office #1: 15660 North Dallas Parkway Suite 820, Dallas, TX 75248

RIA

CRD#: 108046

Dallas, TX

Past

January 26, 2016 - June 10, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DALLAS, TX

Past

August 15, 2014 - June 10, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

DALLAS, TX

Past

January 23, 2008 - January 5, 2009

SOMERSET SECURITIES, INC.

CRD#: 2493

PORTLAND, OR

Past

July 12, 2005 - June 13, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MARLBOROUGH, MA

Past

July 8, 2004 - June 20, 2005

ATLAS SECURITIES, LLC

CRD#: 20991

SAN LEANDRO, CA

Past

April 15, 2003 - November 18, 2003

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

December 11, 2002 - February 5, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUSTIN, TX

Past

December 3, 2002 - February 5, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 3, 2002 - February 5, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORDA INVESTMENT MANAGEMENT, LLC

BARNES, BONNER, CASTLES | CORDA INVESTMENT MANAGEMENT, LLC | CORDA INVESTMENT MANAGEMENT LLC | CORDA INVESTMENT MANAGEMENT

CRD#: 108046 / SEC#: 801-57097

RIA

Registered Investment Advisory firm - (12/20/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/14/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/15/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/2020

General Securities Principal Examination

Current Firm

CORDA INVESTMENT MANAGEMENT, LLC

BARNES, BONNER, CASTLES | CORDA INVESTMENT MANAGEMENT, LLC | CORDA INVESTMENT MANAGEMENT LLC | CORDA INVESTMENT MANAGEMENT

CRD#: 108046 / SEC#: 801-57097

RIA

Registered Investment Advisory firm - (12/20/1999 Approved)

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Contact information

Main Address

8955 Katy Freeway Suite 200, Houston, TX 77024-1626

Mailing Address

Phone number

(713) 439-0665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORDA INVESTMENT MANAGEMENT ADV BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts	2,966
AUM (Assets Under Management)	$ 1,726,638,629

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Catherine M. Patrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Mcnally Patrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

SOMERSET SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

ATLAS SECURITIES, LLC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CORDA INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2015

Series 63

Date: 11/24/2014

Series 66

Date: 11/14/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/30/2016

Series 6

Date: 8/15/2014

Series 24

Date: 9/29/2020

Current Firm

CORDA INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORDA INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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