Jeffrey P. Vickers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Paul Vickers SR, who also goes by Jeffrey Paul VIckers, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1973. Jeffrey had worked at 13 firms and has passed the Series 66, Series 63, SIE, PC, Series 7, Series 1, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2018 - August 24, 2018
CSNR SERVICES, LLC
October 1, 2015 - May 8, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 1, 2015 - May 8, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 19, 2014 - August 20, 2015
EDWARD JONES
October 20, 2014 - August 20, 2015
EDWARD JONES
January 2, 2013 - June 3, 2014
BB&T SECURITIES, LLC
February 17, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
December 11, 2001 - March 17, 2006
TRUIST SECURITIES, INC.
September 5, 2001 - November 9, 2001
TUCKER ANTHONY INCORPORATED
September 19, 1995 - May 29, 2001
ABN AMRO SECURITIES LLC
August 7, 1986 - June 8, 1995
PRUDENTIAL EQUITY GROUP, LLC
May 27, 1982 - June 30, 1986
J.P. MORGAN SECURITIES LLC
April 23, 1980 - June 9, 1982
E. F. HUTTON & COMPANY INC
March 2, 1976 - April 13, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
May 23, 1973 - October 21, 1973
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 9/16/1986
AMEX Put and Call ExamSeries 1
Date: 5/19/1973
Registered Representative ExaminationSeries 8
Date: 6/4/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CSNR SERVICES, LLC
CRD#: 282085 / SEC#: , 8-69704
Contact information
Documents
Red Flags
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