Anthony Depasquale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Depasquale III, who also goes by Tony Depasquale III, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2002. Anthony had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2009 - April 21, 2022
ELYSIEN PRIVATE WEALTH
February 8, 2008 - October 30, 2009
VOYA FINANCIAL ADVISORS, INC.
February 4, 2008 - October 30, 2009
VOYA FINANCIAL ADVISORS, INC.
November 7, 2007 - February 13, 2008
QUEST CAPITAL STRATEGIES, INC.
October 31, 2005 - November 7, 2005
OSAIC SERVICES, INC.
October 31, 2005 - November 7, 2005
OSAIC SERVICES, INC.
October 28, 2005 - February 13, 2008
QUEST CAPITAL STRATEGIES, INC.
June 2, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 23, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
April 13, 2004 - January 7, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2004 - January 7, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 2002 - April 7, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELYSIEN PRIVATE WEALTH
CRD#: 151511 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 5,643,785 |
Red Flags
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