Jason T. Parks

LOOP CAPITAL MARKETS LLC

Chicago, IL 60605

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CRD#: 4545686

Professional summary

Jason T. Parks is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jason has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason T. Parks's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason T. Parks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2018 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605

RIA

CRD#: 43098

Chicago, IL

Current

August 21, 2018 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605

RIA

CRD#: 43098

Chicago, IL

Past

January 19, 2018 - September 12, 2018

PENSERRA GLOBAL INVESTORS LLC

RIA

CRD#: 174309

ORINDA, CA

Past

January 5, 2018 - September 12, 2018

PENSERRA CAPITAL MANAGEMENT LLC

RIA

CRD#: 159042

ORINDA, CA

Past

September 13, 2017 - December 31, 2017

PENSERRA GLOBAL INVESTORS LLC

RIA

CRD#: 174309

ORINDA, CA

Past

September 13, 2017 - December 31, 2017

PENSERRA CAPITAL MANAGEMENT LLC

RIA

CRD#: 159042

ORINDA, CA

Past

September 13, 2017 - September 12, 2018

PENSERRA SECURITIES, LLC

CRD#: 145994

CHICAGO, IL

Past

April 4, 2012 - September 20, 2017

LOOP CAPITAL MARKETS LLC

RIA

CRD#: 43098

CHICAGO, IL

Past

February 14, 2011 - September 20, 2017

LOOP CAPITAL MARKETS LLC

CRD#: 43098

CHICAGO, IL

Past

August 23, 2010 - February 12, 2011

SDM INVESTMENTS, LLC

RIA

CRD#: 140325

CHICAGO, IL

Past

July 27, 2009 - January 19, 2010

OWL CREEK ASSET MANAGEMENT MARKETING, LLC

CRD#: 38008

NEW YORK, NY

Past

October 29, 2007 - August 29, 2008

ARIEL INVESTMENTS, LLC

RIA

CRD#: 108211

CHICAGO, IL

Past

March 19, 2007 - August 29, 2008

ARIEL DISTRIBUTORS, LLC

CRD#: 38333

CHICAGO, IL

Past

January 4, 2007 - February 22, 2007

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464

CHICAGO, IL

Past

July 6, 2005 - July 8, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

April 12, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(8/23/2018)

IAR

Illinois
(8/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/14/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois

Registered Investment Advisory firm - SEC (4/4/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
LOOP CAPITAL, LLC	OWNER
BERKELEY, STEPHEN SIDNEY	REGULATORY COUNSEL AND CCO	5616433
LUPKIN, IRA ADAM	CHIEF FINANCIAL OFFICER	4463446
REYNOLDS, JAMES JR.	CHIEF EXECUTIVE OFFICER	1162337
SULLIVAN, ANTHONY	CHIEF OPERATING OFFICER	5995264

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason T. Parks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason T. Parks's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason T. Parks's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOOP CAPITAL MARKETS LLC

PENSERRA GLOBAL INVESTORS LLC

PENSERRA CAPITAL MANAGEMENT LLC

PENSERRA GLOBAL INVESTORS LLC

PENSERRA CAPITAL MANAGEMENT LLC

PENSERRA SECURITIES, LLC

LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS LLC

SDM INVESTMENTS, LLC

OWL CREEK ASSET MANAGEMENT MARKETING, LLC

ARIEL INVESTMENTS, LLC

ARIEL DISTRIBUTORS, LLC

ASSOCIATED INVESTMENT SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2007

Series 63

Date: 4/14/2004

SIE

Date: 10/1/2018

Series 7

Date: 11/11/2009

Series 6

Date: 4/9/2004

FINRA

Current Firm

LOOP CAPITAL MARKETS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LOOP CAPITAL MARKETS LLC

TRUST BUT VERIFY

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