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Jason T. Parks

CRD# 4545686·Registered 2004 - 2026
Previously Registered: Being a previously registered professional could mean that Jason is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jason T. Parks was a registered financial advisor. Jason was a previously registered financial professional and started their career in finance 2004 - 2026. Jason had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

LOOP CAPITAL MARKETS LLC·CRD# 43098
RIA
Chicago, IL
August 23, 2018 - February 19, 2026
LOOP CAPITAL MARKETS LLC·CRD# 43098
BD
Chicago, IL
August 21, 2018 - February 19, 2026
PENSERRA GLOBAL INVESTORS LLC·CRD# 174309
RIA
Orinda, CA
January 19, 2018 - September 12, 2018
PENSERRA CAPITAL MANAGEMENT LLC·CRD# 159042
RIA
Orinda, CA
January 5, 2018 - September 12, 2018
PENSERRA GLOBAL INVESTORS LLC·CRD# 174309
RIA
Orinda, CA
September 13, 2017 - December 31, 2017
PENSERRA CAPITAL MANAGEMENT LLC·CRD# 159042
RIA
Orinda, CA
September 13, 2017 - December 31, 2017
PENSERRA SECURITIES, LLC·CRD# 145994
BD
Chicago, IL
September 13, 2017 - September 12, 2018
LOOP CAPITAL MARKETS LLC·CRD# 43098
RIA
Chicago, IL
April 4, 2012 - September 20, 2017
LOOP CAPITAL MARKETS LLC·CRD# 43098
BD
Chicago, IL
February 14, 2011 - September 20, 2017
SDM INVESTMENTS, LLC·CRD# 140325
RIA
Chicago, IL
August 23, 2010 - February 12, 2011
OWL CREEK ASSET MANAGEMENT MARKETING, LLC·CRD# 38008
BD
New York, NY
July 27, 2009 - January 19, 2010
ARIEL INVESTMENTS, LLC·CRD# 108211
RIA
Chicago, IL
October 29, 2007 - August 29, 2008
ARIEL DISTRIBUTORS, LLC·CRD# 38333
BD
Chicago, IL
March 19, 2007 - August 29, 2008
ASSOCIATED INVESTMENT SERVICES, INC.·CRD# 1464
BD
Chicago, IL
January 4, 2007 - February 22, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
July 6, 2005 - July 8, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
April 12, 2004 - July 6, 2005

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Current Firm

LC
LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone Number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER—
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2009About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2004About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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