Wayne C. George

NUVERN WEALTH ADVISORS LLC

NEW YORK, NY 10004

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CRD#: 4545527

Professional summary

Wayne Cleofoster George is a registered financial advisor currently at NUVERN WEALTH ADVISORS LLC located in New York, New York.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Wayne has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Cleofoster George's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2024 - Present

NUVERN WEALTH ADVISORS LLC

Office #1: 26 Broadway Suite 346, New York, NY 10004

RIA

CRD#: 322065

NEW YORK, NY

Past

June 14, 2023 - December 31, 2023

NUVERN WEALTH ADVISORS LLC

RIA

CRD#: 322065

New York, NY

Past

January 19, 2006 - July 17, 2008

WAMU INVESTMENTS, INC.

CRD#: 599

NEW YORK, NY

Past

June 17, 2004 - July 12, 2004

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

May 5, 2003 - June 2, 2004

LH ROSS & COMPANY, INC.

CRD#: 37920

BOCA RATON, FL

Past

June 11, 2002 - November 15, 2002

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/10/2002

General Securities Representative Examination

Current Firm

NUVERN WEALTH ADVISORS LLC

GEORGE CAPITAL ADVISORS LLC | NUVERN WEALTH ADVISORS LLC

CRD#: 322065 / SEC#:

New York

Registered Investment Advisory firm - (1/10/2024 Approved)

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Contact information

Main Address

26 Broadway, Suite 934, New York, NY 10004

Mailing Address

Phone number

(212) 884-2979

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Wayne C. George

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Cleofoster George's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVERN WEALTH ADVISORS LLC

NUVERN WEALTH ADVISORS LLC

WAMU INVESTMENTS, INC.

J.P. TURNER & COMPANY, L.L.C.

LH ROSS & COMPANY, INC.

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2016

Series 63

Date: 8/16/2002

Series 7

Date: 6/10/2002

Current Firm

NUVERN WEALTH ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

NUVERN WEALTH ADVISORS LLC

TRUST BUT VERIFY

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