Clifford J. Deck

BLUE CHIP FINANCIAL ADVISORS, LLP

East Providence, RI 02915

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CRD#: 4545451

Professional summary

Clifford J Deck, CFP® is a registered financial advisor currently at BLUE CHIP FINANCIAL ADVISORS, LLP located in East Providence, Rhode Island.

Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Clifford has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifford J Deck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

January 1, 2000 - Present

BLUE CHIP FINANCIAL ADVISORS, LLP

Office #1: 34 Hemingway Drive, East Providence, RI 02915

RIA

CRD#: 119510

East Providence, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/5/2024)

IAR

Massachusetts
(11/1/2012)

IAR

Rhode Island
(1/1/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/1999

Uniform Investment Adviser Law Examination

Current Firm

BLUE CHIP FINANCIAL ADVISORS, LLP

CRD#: 119510 / SEC#: 801-69244

RIA

Registered Investment Advisory firm - (9/19/2012 Terminated)

Florida

Registered Investment Advisory firm - (11/6/2012 Approved)

Louisiana

Registered Investment Advisory firm - (11/10/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (10/29/2012 Approved)

Rhode Island

Registered Investment Advisory firm - (4/4/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

34 Hemingway Drive, East Providence, RI 02915

Mailing Address

Phone number

(401) 435-4239

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	342
AUM (Assets Under Management)	$ 104,069,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clifford J. Deck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifford J Deck's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE CHIP FINANCIAL ADVISORS, LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/1999

Current Firm

BLUE CHIP FINANCIAL ADVISORS, LLP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE CHIP FINANCIAL ADVISORS, LLP

TRUST BUT VERIFY

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