Judith P. Higgins

BLUE CHIP FINANCIAL ADVISORS, LLP

East Providence, RI 02915

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CRD#: 4545449

Professional summary

Judith P Higgins CPA, who also goes by Judith P. Doyle, Judith P Higgins, Judith P Higgins, Judith J. Pontifice, is a registered financial advisor currently at BLUE CHIP FINANCIAL ADVISORS, LLP located in East Providence, Rhode Island.

Judith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Judith has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Judith P. Doyle | Judith P Higgins | Judith P Higgins | Judith J. Pontifice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JUDITH P HIGGINS CPA FIRM, 151 PUTNAM PIKE JOHNSTON, RI 02919, ACCOUNTING AND TAX SERVICES; SINCE 1990; 160 HRS/MONTH LINCOLN BAR & GRILLE, 151 PUTNAM PIKE JOHNSTON, RI 02919, SHAREHOLDER AND ALL OFFICERS SINCE 2005. ENTITY BUSINESS INCLUDES A MORTGAGE RECEIVABLE. 1 HR/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judith P Higgins CPA's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2002 - Present

BLUE CHIP FINANCIAL ADVISORS, LLP

Office #1: 34 Hemingway Drive, East Providence, RI 02915Office #2: 151 Putnam Pike, Johnston, RI 02919

RIA

CRD#: 119510

East Providence, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(1/1/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BLUE CHIP FINANCIAL ADVISORS, LLP

CRD#: 119510 / SEC#: 801-69244

RIA

Registered Investment Advisory firm - (9/19/2012 Terminated)

Florida

Registered Investment Advisory firm - (11/6/2012 Approved)

Louisiana

Registered Investment Advisory firm - (11/10/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (10/29/2012 Approved)

Rhode Island

Registered Investment Advisory firm - (4/4/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

34 Hemingway Drive, East Providence, RI 02915

Mailing Address

Phone number

(401) 435-4239

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	178
AUM (Assets Under Management)	$ 98,780,838

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Judith P. Higgins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judith P Higgins CPA's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE CHIP FINANCIAL ADVISORS, LLP

State Registrations and Notice Filings

Exams

Current Firm

BLUE CHIP FINANCIAL ADVISORS, LLP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE CHIP FINANCIAL ADVISORS, LLP

TRUST BUT VERIFY

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