Sean J. Scruby

OLDE WORLD INVESTMENTS

Napa, CA

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CRD#: 4545316

Professional summary

Sean Jordan Scruby, who also goes by Sean Scruby, Sean J. Scruby, Sean Scruby, is a registered financial advisor currently at OLDE WORLD INVESTMENTS located in Napa, California.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Sean has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Scruby | Sean J. Scruby | Sean Scruby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2004-Present: Olde World Design/Not Investment Related/Napa, CA/Construction Company/Sole Proprietor, Owner & Licensed General Contractor/Involves approximately 20% time each month, including during traditional business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Jordan Scruby's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2024 - Present

OLDE WORLD INVESTMENTS

RIA

CRD#: 329714

Napa, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

OLDE WORLD INVESTMENTS

OLDE WORLD INVESTMENTS | SCRUBY, SEAN JORDAN

CRD#: 329714 / SEC#:

California

Registered Investment Advisory firm - (2/7/2024 Approved)

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Contact information

Main Address

Napa, CA

Mailing Address

Po Box 54, Oakville, CA 94562

Phone number

(707) 204-8379

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 39,759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean J. Scruby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Jordan Scruby's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLDE WORLD INVESTMENTS

State Registrations and Notice Filings

Exams

Current Firm

OLDE WORLD INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OLDE WORLD INVESTMENTS

TRUST BUT VERIFY

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