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JW

James M. Walsh

SELECT CAPITAL
PLANO, TX 75093
CRD#: 4545303
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JW
James Matthew WalshSELECT CAPITAL

Professional summary

James Matthew Walsh, who also goes by Jim Matthew Walsh, is a registered financial professional currently at SELECT CAPITAL CORPORATION located in Plano, Texas.

James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Matthew Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Matthew Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2008 - Present

SELECT CAPITAL CORPORATION

Office #1: 4716 Eva Place, Plano, TX 75093Office #2: 31351 Rancho Viejo Rd Suite 205, San Juan Capistrano, CA 92675
BD
CRD#: 145997
PLANO, TX
Past

October 31, 2016 - July 22, 2025

ESF EQUITY, LP

BD
CRD#: 173087
SAN CLEMENTE, CA
Past

March 16, 2007 - April 26, 2010

PRIVATE ASSET GROUP, INC.

BD
CRD#: 142541
COSTA MESA, CA
Past

March 13, 2007 - August 21, 2010

PRIVATE ASSET ADVISORS, INC.

RIA
CRD#: 142322
SAN JUAN CAPISTRANO, CA
Past

November 19, 2004 - March 19, 2007

DIRECT CAPITAL SECURITIES, INC.

BD
CRD#: 29639
COSTA MESA, CA
Past

July 11, 2003 - December 15, 2004

MCL FINANCIAL GROUP, INC.

BD
CRD#: 41180
SANTA ANA, CA
Past

June 25, 2002 - July 11, 2003

GRUBB & ELLIS SECURITIES, INC.

BD
CRD#: 17932
SANTA ANA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/3/2008)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/15/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/24/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/3/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SELECT CAPITAL CORPORATION
SELECT CAPITAL CORPORATION

CRD#: 145997 / SEC#: , 8-67772

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
4716 Eva Place, Plano, TX 75093
Mailing Address
4716 Eva Place, Plano, TX 75093
Phone number
(949) 547-0922
Established
California since 11/08/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BBI CAPITAL LLCSHAREHOLDER
MAHOGANY CAPITAL, LLCSHAREHOLDER
DAMBLY, BURKE AMBROSEPRESIDENT, CFO, CCO4748380
DAMBLY, BURKE AMBROSEEXECUTIVE REPRESENTATIVE4748380
WALSH, JAMES MATTHEWCHAIRMAN, CEO4545303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SELECT CAPITAL CORPORATION

CRD#: 145997Plano, TX 75093

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