James M. Walsh
Professional summary
James Matthew Walsh, who also goes by Jim Matthew Walsh, is a registered financial professional currently at SELECT CAPITAL CORPORATION located in San Juan Capistrano, California.
James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Matthew Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2008 - Present
SELECT CAPITAL CORPORATION
Office #1: 31351 Rancho Viejo Rd Suite 205, San Juan Capistrano, CA 92675Office #2: 8066 Park Lane T-808, Dallas, TX 75231October 31, 2016 - July 22, 2025
ESF EQUITY, LP
March 16, 2007 - April 26, 2010
PRIVATE ASSET GROUP, INC.
March 13, 2007 - August 21, 2010
PRIVATE ASSET ADVISORS, INC.
November 19, 2004 - March 19, 2007
DIRECT CAPITAL SECURITIES, INC.
July 11, 2003 - December 15, 2004
MCL FINANCIAL GROUP, INC.
June 25, 2002 - July 11, 2003
GRUBB & ELLIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
SELECT CAPITAL CORPORATION
CRD#: 145997 / SEC#: , 8-67772
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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