Gregory Rivine

EAGLE STRATEGIES LLC

HOUSTON, TX

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CRD#: 4545275

Professional summary

Gregory Rivine, ChFC®, CLU®, who also goes by Gregory Ilyich Rivine, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Houston, Texas and NYLIFE SECURITIES LLC located in Houston, Texas.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Gregory has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory Ilyich Rivine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 7906 Audley Str., Apt. 9303, Houston TX 77098; 20 hours per month; investment related; insurance broker; start date 10/2015] [Cryptocurrency investment; Purchase some of current crypto offerings, for personal investment account; 3706 Audley St. , #9303 Houston TX 77098; Start Date 05/2021; Role/Title: Investor; Investment Related; 10 hours per month; 6 hours per month during securities trading hours; passive investor]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Rivine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

May 19, 2016 - Present

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

HOUSTON, TX

Current

December 2, 2015 - Present

NYLIFE SECURITIES LLC

CRD#: 5167

HOUSTON, TX

Past

June 19, 2012 - December 31, 2012

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

HOWARD BEACH, NY

Past

January 5, 2007 - November 4, 2015

PRUCO SECURITIES, LLC.

CRD#: 5685

HOWARD BEACH, NY

Past

October 26, 2006 - October 26, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BROOKLYN, NY

Past

June 19, 2002 - September 6, 2002

BROADWAY TRADING, LLC

CRD#: 42429

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(4/7/2016)

New York
(4/7/2016)

Texas
(12/2/2015)

IAR

Texas
(5/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2006

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 7/17/2000

Limited Representative-Equity Trader Exam

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory Rivine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Rivine's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

CHASE INVESTMENT SERVICES CORP.

BROADWAY TRADING, LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2009

Series 63

Date: 1/8/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/25/2006

Series 55

Date: 7/17/2000

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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