Ronald B. Bremen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald B Bremen was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2002. Ronald had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2017 - November 21, 2024
DEBUSSY CAPITAL MANAGEMENT LP
September 2, 2009 - February 17, 2017
AUSDAL FINANCIAL PARTNERS, INC.
September 2, 2009 - February 17, 2017
AUSDAL FINANCIAL PARTNERS, INC.
August 21, 2002 - December 31, 2003
STERLING PORTFOLIO ALLOCATION SERVICE INC
August 21, 2002 - September 1, 2009
WATERSTONE FINANCIAL GROUP, INC.
July 25, 2002 - September 1, 2009
WATERSTONE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Current Firm
DEBUSSY CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 802-137305
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2026 | ||
| 07/22/2024 | ||
| 10/24/2023 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 8/14/2026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
