Mark Kangas
Professional Summary
Mark Kangas is a registered financial advisor currently at NORTH STAR ADVISORY GROUP, LLC located in Beachwood, Ohio. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mark has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
NORTH STAR ADVISORY GROUP | NORTH STAR ADVISORY GROUP, LLC
Contact Information
Main Address
2000 Auburn Drive Suite 415, Beachwood, OH 44122Phone Number
(216) 202-0202# of Employees
7SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
487AUM (Assets Under Management)
$289,101,553Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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KEY INVESTMENT SERVICES LLC
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Primary Firm SEC Registration
NORTH STAR ADVISORY GROUP | NORTH STAR ADVISORY GROUP, LLC
State Registrations and Notice Filings
(4/12/2016)
(6/6/2022)
(5/10/2022)
(6/3/2022)
(9/29/2022)
(6/6/2022)
(8/4/2014)
(3/7/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2013About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 2013About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Kangas's CRS (Customer Relationship Summary).
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