LP
Lyle H. Pennell
GATEWAY WEALTH PARTNERS
Farmington, CT 06032
Some features on this profile are disabled
CRD#: 4544987
LP
Professional summary
Lyle Hans-christian Pennell, ChFC®, who also goes by Christ Pennell, Christian Pennell, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Farmington, Connecticut and LPL FINANCIAL LLC located in Farmington, Connecticut.
Lyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Lyle has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christ Pennell | Christian Pennell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/07/2016: Wentworth DeAngelis & Kaufman - INV REL - 200 mountain rd, suite 2 Farmington, ct 06032 - Non-Variable Insurance - START 03/01/2016 - 3 Hours Per Month/0 Hours During Securities Trading. 2. 03/16/2016: Trager Insurance Group - INV REL - 200 Mountain Road, 2nd Fl, Farmington, CT 06032 - Property and Casualty - START 03/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 5/4/2016: One New England - Investment Related - 200 Mountain Road, Suite 2, Farmington, CT 06032 - Non-Variable Insurance - Started 05/01/2016 - 5 Hours Per Month During Securities Trading - Senior Wealth Advisor. 4. 08/30/2016: Pennell Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL - 200 Mountain Rd. Suite 2, Farmington, CT 06032 - Start 08/26/2016 - 80 Hr/Mo; 20 Hour(s) During Securities Trading 5. 10/28/2016: LTCI Partners - Non-Variable Insurance - Investment Related - 200 Mountain Rd. Farmington, CT 06032 - Start 10/10/2016 - 2 Hr/Mo; 2 Hour(s) During Securities Trading - LTC. 6. 11/29/2016: Crump Life Insurance - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/10/16 - 1 Hour Per Month During Securities Trading - Fixed insurance. 7. 7/3/2018 - Pennell Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/22/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 10/8/2018 - EAGiL Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Selling/Servicing Agent - Start Date: 10/01/2018 - 4 Hours Per Month/4 Hours During Securities Trading - Fixed insurance. 9. 3/19/2020 - National Life Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 03/13/2020 - 1 Hour Per Month/1 Hour During Securities Trading - Selling life polices. 10. 1/14/2022 - Ameritas - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/13/2022 - 5 Hours Per Month/2 Hours During Securities Trading. 11. 08/16/2022- PENNELL HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only -Start Date- 06/30/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading 12. 06/21/2024 - Gateway Wealth Partners LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - AT Reported Business Location(s) - Start Date 05/28/2024 - 120 Hours Per Month/ During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 05/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 13. 10/01/2024 - Pennell Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business locaiton(s) - Start Date 09/12/2024 - 40 Hours Per Month/ 24 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Lyle Hans-christian Pennell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 28, 2024 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 200 Mountain Road Suite 2, Farmington, CT 06032RIA
CRD#: 322789
Farmington, CT
Current
December 4, 2015 - Present
LPL FINANCIAL LLC
Office #1: 200 Mountain Rd., Ste 2, Farmington, CT 06032RIA
BD
CRD#: 6413
Farmington, CT
Past
December 4, 2015 - June 28, 2024
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Farmington, CT
Past
July 2, 2008 - December 17, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SHELTON, CT
Past
June 26, 2008 - December 17, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SHELTON, CT
Past
July 19, 2002 - June 27, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
EAST HARTFORD, CT
Past
June 26, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 26, 2002 - June 27, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
EAST HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/19/2022)
RR
California(1/9/2017)
RR
Connecticut(12/4/2015)
IAR
Connecticut(5/28/2024)
RR
Florida(12/4/2015)
RR
Georgia(8/21/2024)
RR
Illinois(12/17/2018)
RR
Maine(9/9/2020)
RR
Maryland(1/12/2021)
RR
Massachusetts(12/4/2015)
RR
Michigan(1/5/2022)
RR
Minnesota(12/4/2015)
RR
New Hampshire(9/9/2020)
RR
New Jersey(7/14/2016)
RR
New Mexico(8/25/2020)
RR
New York(1/13/2016)
RR
North Carolina(1/8/2016)
RR
Ohio(6/2/2016)
RR
Oregon(9/1/2021)
RR
Pennsylvania(1/3/2023)
RR
Rhode Island(6/18/2019)
RR
South Carolina(12/4/2015)
RR
Utah(1/11/2018)
RR
Virginia(12/4/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789Farmington, CT 06032TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
