Seongsoo Lee

NEW INSIGHT WEALTH ADVISORS

San Ramon, CA 94583

Some features on this profile are disabled

CRD#: 4544862

Professional summary

Seongsoo Lee, who also goes by Michael Lee, is a registered financial advisor currently at NEW INSIGHT WEALTH ADVISORS located in San Ramon, California.

Seongsoo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Seongsoo has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REAL ESTATE OWNERSHIP; COMMERCIAL; SAN RAMON, CA 94583; ZERO INCOME; START DATE 06/01/2010; PURCHASED THE COMMERCIAL CONDO TO OPERATE MY AMERIPRISE PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seongsoo Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

NEW INSIGHT WEALTH ADVISORS

Office #1: 111 Deerwood Road Suite 250, San Ramon, CA 94583

RIA

CRD#: 318083

San Ramon, CA

Past

August 19, 2002 - January 11, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN RAMON, CA

Past

July 31, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 31, 2002 - January 11, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN RAMON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW INSIGHT WEALTH ADVISORS

CRD#: 318083 / SEC#: 801-123002

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/12/2022)

IAR

Texas
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2002

General Securities Representative Examination

Current Firm

NEW INSIGHT WEALTH ADVISORS

CRD#: 318083 / SEC#: 801-123002

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 Deerwood Road Suite 250, San Ramon, CA 94583

Mailing Address

Phone number

(925) 236-2525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - NEW INSIGHT WEALTH ADVISORS (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,109
AUM (Assets Under Management)	$ 338,846,689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Daniel Torres

NYLIFE SECURITIES LLC

BRENTWOOD, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Seongsoo Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seongsoo Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW INSIGHT WEALTH ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

NEW INSIGHT WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/30/2002

Current Firm

NEW INSIGHT WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW INSIGHT WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors