Steven C. Schoger

FSI ADVISORY GROUP

HOUSTON, TX 77056

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CRD#: 4544641

Professional summary

Steven Craig Schoger is a registered financial advisor currently at FSI ADVISORY GROUP, INC. located in Houston, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Steven has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FSI ADVISORY GROUP, INC., RIA, 1770 ST. JAMES, #360, HOUSTON, TX 77056. CFP, INVESTMENT ADVISOR REPRESENTATIVE. 2. LIVING STRONG ENTERPRISES, LLC, DBA, 1770 ST. JAMES PLACE, SUITE 360, HOUSTON, 77056. TAX PREPARATION. 3. THE WOODLANDS CYCLING CLUB, TREASURER AND MEMBER OF THE BOARD OF DIRECTORS. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Craig Schoger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2002 - Present

FSI ADVISORY GROUP, INC.

Office #1: 1770 St. James Place Suite 360, Houston, TX 77056

RIA

CRD#: 115887

HOUSTON, TX

Past

June 2, 2011 - April 4, 2018

CETERA ADVISORS LLC

CRD#: 10299

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/21/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/11/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2011

General Securities Representative Examination

Current Firm

FSI ADVISORY GROUP, INC.

CRD#: 115887 / SEC#: 801-69142

RIA

Registered Investment Advisory firm - (7/7/2009 Terminated)

Texas

Registered Investment Advisory firm - (6/29/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1770 St. James Place Suite 616, Houston, TX 77056

Mailing Address

Phone number

(713) 758-0523

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 59,871,937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven C. Schoger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Craig Schoger's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSI ADVISORY GROUP, INC.

CETERA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/2011

SIE

Date: 4/4/2018

Series 7

Date: 6/1/2011

Current Firm

FSI ADVISORY GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FSI ADVISORY GROUP, INC.

TRUST BUT VERIFY

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